Guggenheim Capital’s Special Opportunities Fund SPE Stock Holding History

Guggenheim Capital’s Portfolio SPE Stock Details SPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$286K	Buy	20,778 +575	+3%	+$8.41K	﹤0.01%	1400
2025 Q4	$297K	Sell	20,203 -1,480	-7%	-$21.6K	﹤0.01%	1536
2025 Q3	$321K	Buy	+21,683	New	+$322K	﹤0.01%	1369
2023 Q1	–	Sell	-18,088	Closed	-$197K	–	2010
2022 Q4	$197K	Sell	18,088 -188	-1%	-$2.1K	﹤0.01%	1813
2022 Q3	$194K	Sell	18,276 -59	-0.3%	-$715	﹤0.01%	1803
2022 Q2	$217K	Sell	18,335 -78	-0.4%	-$1.01K	﹤0.01%	1917
2022 Q1	$264K	Sell	18,413 -152	-0.8%	-$2.15K	﹤0.01%	1937
2021 Q4	$274K	Sell	18,565 -366	-2%	-$5.48K	﹤0.01%	1919
2021 Q3	$278K	Buy	+18,931	New	+$281K	﹤0.01%	1940

Other funds holding SPE

Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

GatePass Capital Independence, Ohio $214M AUM 29.83% 1-Year Est. Return

Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Guggenheim Capital's SPE Position: Q1 2026 in Review

Guggenheim Capital increased its Special Opportunities Fund (SPE) stake by 2.8% in Q1 2026, buying an estimated $8.41K and bringing the position to 20,778 shares worth $286K. The position accounts for ﹤0.01% of the portfolio, ranked #1400.

Guggenheim Capital first reported a position in SPE in Q3 2021 and has held it in 9 quarters since. The position peaked at $321K in Q3 2025. 43 funds tracked by Wall St. Rank hold SPE as of Q1 2026.

Guggenheim Capital held 20,778 shares of Special Opportunities Fund worth $286K as of Q1 2026.
Guggenheim Capital bought 575 Special Opportunities Fund shares in Q1 2026, an estimated $8.41K.
Special Opportunities Fund made up ﹤0.01% of Guggenheim Capital's portfolio in Q1 2026, its #1400 holding.
Guggenheim Capital first reported a position in Special Opportunities Fund in Q3 2021 and has held it in 9 quarters since.
Guggenheim Capital's Special Opportunities Fund position peaked at $321K in Q3 2025.
43 funds tracked by Wall St. Rank held Special Opportunities Fund as of Q1 2026.

Based on Guggenheim Capital's 13F filing for Q1 2026, filed 15 May 2026.