Advisors Asset Management’s Special Opportunities Fund SPE Stock Holding History

Advisors Asset Management’s Portfolio SPE Stock Details SPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.48M	Sell	107,254 -5,634	-5%	-$82.5K	0.02%	687
2025 Q4	$1.66M	Sell	112,888 -4,769	-4%	-$69.7K	0.03%	654
2025 Q3	$1.74M	Sell	117,657 -1,887	-2%	-$28K	0.03%	633
2025 Q2	$1.77M	Buy	119,544 +2,402	+2%	+$34K	0.03%	602
2025 Q1	$1.68M	Buy	+117,142	New	+$1.7M	0.03%	606
2013 Q3	–	Sell	-19,259	Closed	-$311K	–	1789
2013 Q2	$311K	Buy	+19,259	New	+$317K	0.01%	975

Other funds holding SPE

Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 58.96% 1-Year Est. Return

GatePass Capital Independence, Ohio $263M AUM 39.37% 1-Year Est. Return

Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Advisors Asset Management's SPE Position: Q1 2026 in Review

Advisors Asset Management reduced its Special Opportunities Fund (SPE) stake by 5% in Q1 2026, selling an estimated $82.5K and leaving 107,254 shares worth $1.48M. The position accounts for 0.02% of the portfolio, ranked #687.

Advisors Asset Management first reported a position in SPE in Q2 2013 and has held it in 6 quarters since. The position peaked at $1.77M in Q2 2025. 43 funds tracked by Wall St. Rank hold SPE as of Q1 2026.

Advisors Asset Management held 107,254 shares of Special Opportunities Fund worth $1.48M as of Q1 2026.
Advisors Asset Management sold 5,634 Special Opportunities Fund shares in Q1 2026, an estimated $82.5K.
Special Opportunities Fund made up 0.02% of Advisors Asset Management's portfolio in Q1 2026, its #687 holding.
Advisors Asset Management first reported a position in Special Opportunities Fund in Q2 2013 and has held it in 6 quarters since.
Advisors Asset Management's Special Opportunities Fund position peaked at $1.77M in Q2 2025.
43 funds tracked by Wall St. Rank held Special Opportunities Fund as of Q1 2026.

Based on Advisors Asset Management's 13F filing for Q1 2026, filed 15 May 2026.