LTFS
SPE

Ladenburg Thalmann Financial Services’s Special Opportunities Fund SPE Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SPE Stock Details SPE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$541K Buy
38,407
+2,092
+6% +$28.6K ﹤0.01% 1750
2019
Q3 		$494K Buy
36,315
+3,237
+10% +$43K ﹤0.01% 1775
2019
Q2 		$435K Buy
33,078
+1,094
+3% +$14.1K ﹤0.01% 1857
2019
Q1 		$410K Buy
31,984
+419
+1% +$5.2K ﹤0.01% 1842
2018
Q4 		$357K Buy
31,565
+8,874
+39% +$116K ﹤0.01% 1790
2018
Q3 		$325K Buy
22,691
+3,993
+21% +$57.5K ﹤0.01% 1927
2018
Q2 		$263K Hold
18,698
– – ﹤0.01% 2018
2018
Q1 		$263K Buy
18,698
+4,989
+36% +$72K ﹤0.01% 2018
2017
Q4 		$195K Buy
13,709
+848
+7% +$12.7K ﹤0.01% 2230
2017
Q3 		$195K Sell
12,861
-935
-7% -$13.8K ﹤0.01% 2131
2017
Q2 		$200K Sell
13,796
-11,335
-45% -$162K ﹤0.01% 2025
2017
Q1 		$351K Buy
25,131
+7,139
+40% +$97.5K ﹤0.01% 1529
2016
Q4 		$235K Sell
17,992
-6,112
-25% -$82.3K ﹤0.01% 1703
2016
Q3 		$343K Hold
24,104
– – 0.01% 1397
2016
Q2 		$317K Sell
24,104
-732
-3% -$9.42K 0.01% 1379
2016
Q1 		$311K Hold
24,836
– – 0.01% 1314
2015
Q4 		$313K Buy
24,836
+6,266
+34% +$85.1K 0.01% 1296
2015
Q3 		$250K Sell
18,570
-7,302
-28% -$103K 0.01% 1335
2015
Q2 		$378K Buy
25,872
+17,392
+205% +$257K 0.01% 1201
2015
Q1 		$125K Buy
8,480
+744
+10% +$10.8K ﹤0.01% 1927
2014
Q4 		$114K Buy
7,736
+4,721
+157% +$74.2K ﹤0.01% 1813
2014
Q3 		$48K Sell
3,015
-2,111
-41% -$34K ﹤0.01% 2051
2014
Q2 		$82K Sell
5,126
-614
-11% -$9.6K ﹤0.01% 1727
2014
Q1 		$89K Buy
5,740
+225
+4% +$3.52K ﹤0.01% 1576
2013
Q4 		$92K Buy
5,515
+2,094
+61% +$36.7K ﹤0.01% 1519
2013
Q3 		$58K Hold
3,421
– – ﹤0.01% 1727
2013
Q2 		$55K Buy
+3,421
New +$56.2K ﹤0.01% 1683

Other funds holding SPE

RVPG
Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
EP
EPIQ Partners Minneapolis, Minnesota $236M AUM 15.39% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
AA
Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SPE Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Special Opportunities Fund (SPE) stake by 5.8% in Q4 2019, buying an estimated $28.6K and bringing the position to 38,407 shares worth $541K. The position accounts for ﹤0.01% of the portfolio, ranked #1750.

Ladenburg Thalmann Financial Services first reported a position in SPE in Q2 2013 and has held it in 27 quarters since. 28 funds tracked by Wall St. Rank hold SPE as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 38,407 shares of Special Opportunities Fund worth $541K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 2,092 Special Opportunities Fund shares in Q4 2019, an estimated $28.6K.
  • Special Opportunities Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1750 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Special Opportunities Fund in Q2 2013 and has held it in 27 quarters since.
  • 28 funds tracked by Wall St. Rank held Special Opportunities Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.