KIM
SPE

Karpus Investment Management’s Special Opportunities Fund SPE Stock Holding History

Karpus Investment Management’s Portfolio SPE Stock Details SPE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q2 		– Sell
-293,494
Closed -$4.56M – 194
2014
Q1 		$4.56M Sell
293,494
-795,185
-73% -$12.5M 0.24% 93
2013
Q4 		$18.2M Sell
1,088,679
-71,157
-6% -$1.25M 1.01% 26
2013
Q3 		$19.5M Sell
1,159,836
-17,523
-1% -$291K 1.24% 22
2013
Q2 		$19M Buy
+1,177,359
New +$19.3M 1.33% 23

Other funds holding SPE

RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
AA
Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Karpus Investment Management's SPE Position: Q2 2014 in Review

Karpus Investment Management sold out of Special Opportunities Fund (SPE) in Q2 2014, closing a stake of 293,494 shares — an estimated $4.56M sold.

Karpus Investment Management first reported a position in SPE in Q2 2013 and held it in 4 quarters. The position peaked at $19.5M in Q3 2013. 27 funds tracked by Wall St. Rank hold SPE as of Q2 2014.

  • Karpus Investment Management reported no remaining Special Opportunities Fund position as of Q2 2014 after selling out during the quarter.
  • Karpus Investment Management sold 293,494 Special Opportunities Fund shares in Q2 2014, an estimated $4.56M.
  • Karpus Investment Management first reported a position in Special Opportunities Fund in Q2 2013 and held it in 4 quarters.
  • Karpus Investment Management's Special Opportunities Fund position peaked at $19.5M in Q3 2013.
  • 27 funds tracked by Wall St. Rank held Special Opportunities Fund as of Q2 2014.

Based on Karpus Investment Management's 13F filing for Q2 2014, filed 14 Aug 2014.