Thomas J. Herzfeld Advisors’s NEXPOINT CREDIT STRATEGIES FUND HCF Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio HCF Stock Details HCF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-319,361	Closed	-$2.32M	–	344
2015 Q2	$2.32M	Buy	319,361 +203,818	+176%	+$1.48M	0.97%	30
2015 Q1	$867K	Sell	115,543 -58,899	-34%	-$442K	0.4%	63
2014 Q4	$1.96M	Buy	174,442 +146,942	+534%	+$1.65M	0.98%	34
2014 Q3	$292K	Hold	27,500	–	–	0.16%	111
2014 Q2	$332K	Sell	27,500 -34,025	-55%	-$411K	0.19%	109
2014 Q1	$681K	Buy	61,525 +4,900	+9%	+$54.2K	0.4%	79
2013 Q4	$533K	Buy	+56,625	New	+$533K	0.3%	88

Other funds holding HCF

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

HCMT

Highland Capital Management (Texas) Dallas, Texas $39M AUM

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Thomas J. Herzfeld Advisors's HCF Position: Q3 2015 in Review

Thomas J. Herzfeld Advisors sold out of NEXPOINT CREDIT STRATEGIES FUND (HCF) in Q3 2015, closing a stake of 319,361 shares — an estimated $2.32M sold.

Thomas J. Herzfeld Advisors first reported a position in HCF in Q4 2013 and held it in 7 quarters. The position peaked at $2.32M in Q2 2015. 50 funds tracked by Wall St. Rank hold HCF as of Q3 2015.

Thomas J. Herzfeld Advisors reported no remaining NEXPOINT CREDIT STRATEGIES FUND position as of Q3 2015 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 319,361 NEXPOINT CREDIT STRATEGIES FUND shares in Q3 2015, an estimated $2.32M.
Thomas J. Herzfeld Advisors first reported a position in NEXPOINT CREDIT STRATEGIES FUND in Q4 2013 and held it in 7 quarters.
Thomas J. Herzfeld Advisors's NEXPOINT CREDIT STRATEGIES FUND position peaked at $2.32M in Q2 2015.
50 funds tracked by Wall St. Rank held NEXPOINT CREDIT STRATEGIES FUND as of Q3 2015.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.