Thomas J. Herzfeld Advisors’s Nuveen Floating Rate Income Opportunty Fund JRO Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio JRO Stock Details JRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-182,277	Closed	-$1.82M	–	399
2021 Q3	$1.82M	Buy	182,277 +4,442	+2%	+$43.5K	0.8%	37
2021 Q2	$1.74M	Buy	177,835 +5,592	+3%	+$53.3K	0.72%	42
2021 Q1	$1.64M	Buy	172,243 +105,062	+156%	+$973K	0.75%	38
2020 Q4	$582K	Buy	+67,181	New	+$560K	0.27%	79
2019 Q4	–	Sell	-323,905	Closed	-$3.09M	–	272
2019 Q3	$3.09M	Sell	323,905 -1,262	-0.4%	-$12.1K	1.14%	21
2019 Q2	$3.17M	Buy	325,167 +43,761	+16%	+$427K	1.21%	19
2019 Q1	$2.7M	Buy	281,406 +1,941	+0.7%	+$19K	0.99%	27
2018 Q4	$2.52M	Sell	279,465 -3,269	-1%	-$32.1K	1.01%	25
2018 Q3	$2.92M	Buy	282,734 +214,088	+312%	+$2.19M	1.03%	28
2018 Q2	$715K	Buy	+68,646	New	+$733K	0.26%	74
2014 Q3	–	Sell	-2,000	Closed	-$25K	–	297
2014 Q2	$25K	Hold	2,000	–	–	0.01%	220
2014 Q1	$24K	Buy	+2,000	New	+$24.3K	0.01%	240

Other funds holding JRO

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Thomas J. Herzfeld Advisors's JRO Position: Q4 2021 in Review

Thomas J. Herzfeld Advisors sold out of Nuveen Floating Rate Income Opportunty Fund (JRO) in Q4 2021, closing a stake of 182,277 shares — an estimated $1.82M sold.

Thomas J. Herzfeld Advisors first reported a position in JRO in Q1 2014 and held it in 12 quarters. The position peaked at $3.17M in Q2 2019. 84 funds tracked by Wall St. Rank hold JRO as of Q4 2021.

Thomas J. Herzfeld Advisors reported no remaining Nuveen Floating Rate Income Opportunty Fund position as of Q4 2021 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 182,277 Nuveen Floating Rate Income Opportunty Fund shares in Q4 2021, an estimated $1.82M.
Thomas J. Herzfeld Advisors first reported a position in Nuveen Floating Rate Income Opportunty Fund in Q1 2014 and held it in 12 quarters.
Thomas J. Herzfeld Advisors's Nuveen Floating Rate Income Opportunty Fund position peaked at $3.17M in Q2 2019.
84 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Opportunty Fund as of Q4 2021.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.