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JRO

Nuveen Floating Rate Income Opportunty Fund

Delisted

JRO was delisted on the 28th of July, 2023.

84 hedge funds and large institutions have $118M invested in Nuveen Floating Rate Income Opportunty Fund in 2021 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 31 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 24

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

2% less funds holding

Funds holding: 8684 (-2)

15% less capital invested

Capital invested by funds: $138M → $118M (-$20.5M)

Holders
84
Holders Change
-2
Holders Change %
-2.33%
% of All Funds
1.29%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
31
Reduced
24
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$22.2M +$579K +57,768 +3%
Morgan Stanley
2
Morgan Stanley
New York
$14.4M +$162K +16,182 +1%
RCM
3
Rivernorth Capital Management
Florida
$8.33M -$3.63M -361,760 -31%
SIA
4
Sit Investment Associates
Minnesota
$7.18M -$214K -21,379 -3%
GC
5
Guggenheim Capital
Illinois
$6.87M +$320K +31,934 +5%
CIA
6
Capital Investment Advisors
Georgia
$5.67M -$13.6K -1,353 -0.2%
AAM
7
Advisors Asset Management
Colorado
$4.99M +$238K +23,774 +5%
LPL Financial
8
LPL Financial
California
$3.75M +$1.12M +111,242 +43%
1CP
9
1607 Capital Partners
Virginia
$3.69M -$75.2K -7,500 -2%
Goldman Sachs
10
Goldman Sachs
New York
$3.53M
EVM
11
Eaton Vance Management
Massachusetts
$2.78M
NCM
12
Next Capital Management
New York
$2.71M -$346K -34,468 -11%
SFS
13
Shaker Financial Services
Virginia
$2.04M -$113K -11,294 -5%
Invesco
14
Invesco
Georgia
$1.91M +$143K +14,245 +8%
RA
15
RFG Advisory
Alabama
$1.89M -$63.2K -6,300 -3%
UBS Group
16
UBS Group
Switzerland
$1.88M +$69.5K +6,934 +4%
ACP
17
Aviance Capital Partners
Florida
$1.69M +$47.7K +4,757 +3%
Wells Fargo
18
Wells Fargo
California
$1.58M +$128K +12,809 +9%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.5M +$13.3K +1,322 +0.9%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$1.45M -$229K -22,880 -14%
RJA
21
Raymond James & Associates
Florida
$1.42M +$86.5K +8,632 +7%
PAS
22
Park Avenue Securities
New York
$1.17M +$102K +10,172 +10%
PPA
23
Parametric Portfolio Associates
Washington
$1.07M -$565K -56,342 -35%
WS
24
Wela Strategies
Georgia
$901K +$1.96K +195 +0.2%
Ameriprise
25
Ameriprise
Minnesota
$891K +$271K +27,065 +44%

JRO Hedge Fund Activity: Q4 2021 in Review

84 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Opportunty Fund (JRO) for Q4 2021, worth a combined $118M — down 15% from $138M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new JRO positions and 9 closed out — a net gain of 2 holders — while 31 added to existing stakes and 24 trimmed.

The largest buyer was LPL Financial, adding an estimated $1.12M. The largest seller was Saba Capital Management, exiting entirely with an estimated $16.6M sold.

  • 84 institutional investors held Nuveen Floating Rate Income Opportunty Fund (JRO) as of Q4 2021, down from 86 in Q3 2021.
  • Funds reported $118M of Nuveen Floating Rate Income Opportunty Fund stock for Q4 2021, down 15% quarter-over-quarter.
  • 11 funds opened new Nuveen Floating Rate Income Opportunty Fund positions in Q4 2021 and 9 closed out, a net change of +2 holders.
  • The largest Nuveen Floating Rate Income Opportunty Fund buyer in Q4 2021 was LPL Financial, an estimated $1.12M added.
  • The largest Nuveen Floating Rate Income Opportunty Fund seller in Q4 2021 was Saba Capital Management, an estimated $16.6M sold.

Based on aggregated 13F filings for Q4 2021.