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JRO

Nuveen Floating Rate Income Opportunty Fund

Delisted

JRO was delisted on the 28th of July, 2023.

60 hedge funds and large institutions have $92.5M invested in Nuveen Floating Rate Income Opportunty Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 26 increasing their positions, 19 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 19

4% less capital invested

Capital invested by funds: $96.3M → $92.5M (-$3.77M)

12% less funds holding

Funds holding: 6860 (-8)

70% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 10

Holders
60
Holders Change
-8
Holders Change %
-11.76%
% of All Funds
1.6%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
26
Reduced
19
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
1
JP Morgan Chase
New York
$11.8M -$1.33M -124,100 -10%
Bank of America
2
Bank of America
North Carolina
$11.7M +$2.79M +260,930 +33%
GC
3
Guggenheim Capital
Illinois
$9.79M +$664K +62,110 +8%
Invesco
4
Invesco
Georgia
$7.34M -$1.2M -111,861 -14%
Morgan Stanley
5
Morgan Stanley
New York
$6.78M -$3.42M -319,739 -34%
CIA
6
Capital Investment Advisors
Georgia
$4.76M +$727K +67,915 +19%
GI
7
Gradient Investments
Minnesota
$4.27M +$432K +40,342 +12%
EVM
8
Eaton Vance Management
Massachusetts
$2.97M
FFA
9
First Foundation Advisors
California
$2.75M +$911K +85,129 +52%
YMRC
10
Yorktown Management & Research Company
Virginia
$2.59M -$600K -56,085 -19%
UBS Group
11
UBS Group
Switzerland
$2.51M -$510K -47,661 -17%
Wells Fargo
12
Wells Fargo
California
$2.32M +$49.8K +4,656 +2%
CS
13
Credit Suisse
Switzerland
$1.96M -$3.21K -300 -0.2%
Cohen & Steers
14
Cohen & Steers
New York
$1.87M +$106K +9,928 +6%
LPL Financial
15
LPL Financial
California
$1.82M +$232K +21,690 +15%
SWP
16
Stratos Wealth Partners
Ohio
$1.78M -$242K -22,614 -12%
PCP
17
Proficio Capital Partners
Massachusetts
$1.27M -$54.4K -5,090 -4%
AAM
18
Advisors Asset Management
Colorado
$1.26M +$359K +33,548 +42%
KC
19
Kellner Capital
New York
$950K
PMG
20
ProVise Management Group
Florida
$880K -$63.4K -5,925 -7%
RCM
21
Robinson Capital Management
Michigan
$793K
RJFSA
22
Raymond James Financial Services Advisors
Florida
$791K +$34.2K +3,193 +5%
HK
23
Horizon Kinetics
New York
$764K -$5.35K -500 -0.7%
ICOA
24
Investment Centers of America
North Dakota
$738K +$42.9K +4,010 +6%
WCM
25
Windsor Capital Management
Arizona
$709K -$129K -12,097 -16%

JRO Hedge Fund Activity: Q3 2016 in Review

60 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Opportunty Fund (JRO) for Q3 2016, worth a combined $92.5M — down 3.9% from $96.3M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of JRO and 3 opened new positions — a net loss of 7 holders — while 19 trimmed existing stakes and 26 added.

The largest buyer was Bank of America, adding an estimated $2.79M. The largest seller was Zuckerman Investment Group, exiting entirely with an estimated $4.31M sold.

  • 60 institutional investors held Nuveen Floating Rate Income Opportunty Fund (JRO) as of Q3 2016, down from 68 in Q2 2016.
  • Funds reported $92.5M of Nuveen Floating Rate Income Opportunty Fund stock for Q3 2016, down 3.9% quarter-over-quarter.
  • 3 funds opened new Nuveen Floating Rate Income Opportunty Fund positions in Q3 2016 and 10 closed out, a net change of -7 holders.
  • The largest Nuveen Floating Rate Income Opportunty Fund buyer in Q3 2016 was Bank of America, an estimated $2.79M added.
  • The largest Nuveen Floating Rate Income Opportunty Fund seller in Q3 2016 was Zuckerman Investment Group, an estimated $4.31M sold.

Based on aggregated 13F filings for Q3 2016.