First Foundation Advisors’s Nuveen Floating Rate Income Opportunty Fund JRO Stock Holding History

First Foundation Advisors’s Portfolio JRO Stock Details JRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-12,705	Closed	-$139K	–	358
2018 Q1	$139K	Sell	12,705 -1,100	-8%	-$12.2K	0.01%	305
2017 Q4	$157K	Sell	13,805 -8,622	-38%	-$97.4K	0.01%	311
2017 Q3	$265K	Sell	22,427 -11,410	-34%	-$134K	0.02%	261
2017 Q2	$395K	Buy	33,837 +8,185	+32%	+$96.5K	0.02%	224
2017 Q1	$301K	Sell	25,652 -240,999	-90%	-$2.94M	0.02%	260
2016 Q4	$3.25M	Buy	266,651 +18,279	+7%	+$210K	0.21%	81
2016 Q3	$2.75M	Buy	248,372 +85,129	+52%	+$911K	0.19%	82
2016 Q2	$1.68M	Buy	163,243 +146,320	+865%	+$1.49M	0.12%	101
2016 Q1	$167K	Buy	+16,923	New	+$158K	0.01%	274
2015 Q4	–	Sell	-11,709	Closed	-$117K	–	319
2015 Q3	$117K	Hold	11,709	–	–	0.01%	224
2015 Q2	$126K	Hold	11,709	–	–	0.01%	225
2015 Q1	$136K	Hold	11,709	–	–	0.01%	226
2014 Q4	$132K	Buy	+11,709	New	+$131K	0.01%	232

Other funds holding JRO

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

First Foundation Advisors's JRO Position: Q2 2018 in Review

First Foundation Advisors sold out of Nuveen Floating Rate Income Opportunty Fund (JRO) in Q2 2018, closing a stake of 12,705 shares — an estimated $139K sold.

First Foundation Advisors first reported a position in JRO in Q4 2014 and held it in 13 quarters. The position peaked at $3.25M in Q4 2016. 83 funds tracked by Wall St. Rank hold JRO as of Q2 2018.

First Foundation Advisors reported no remaining Nuveen Floating Rate Income Opportunty Fund position as of Q2 2018 after selling out during the quarter.
First Foundation Advisors sold 12,705 Nuveen Floating Rate Income Opportunty Fund shares in Q2 2018, an estimated $139K.
First Foundation Advisors first reported a position in Nuveen Floating Rate Income Opportunty Fund in Q4 2014 and held it in 13 quarters.
First Foundation Advisors's Nuveen Floating Rate Income Opportunty Fund position peaked at $3.25M in Q4 2016.
83 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Opportunty Fund as of Q2 2018.

Based on First Foundation Advisors's 13F filing for Q2 2018, filed 14 Aug 2018.