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JRO

Nuveen Floating Rate Income Opportunty Fund

Delisted

JRO was delisted on the 28th of July, 2023.

60 hedge funds and large institutions have $86.6M invested in Nuveen Floating Rate Income Opportunty Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 19

6% more capital invested

Capital invested by funds: $81.5M → $86.6M (+$5.14M)

10% less funds holding

Funds holding: 6760 (-7)

60% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 10

Holders
60
Holders Change
-7
Holders Change %
-10.45%
% of All Funds
1.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
21
Reduced
19
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
1
JP Morgan Chase
New York
$18.7M
Bank of America
2
Bank of America
North Carolina
$15M +$2.28M +194,088 +18%
GC
3
Guggenheim Capital
Illinois
$7.74M +$303K +25,841 +4%
Morgan Stanley
4
Morgan Stanley
New York
$6.97M +$1.09M +93,179 +19%
GI
5
Gradient Investments
Minnesota
$5.54M +$278K +23,706 +5%
Invesco
6
Invesco
Georgia
$3.7M +$162K +13,792 +5%
EVM
7
Eaton Vance Management
Massachusetts
$3.17M
Wells Fargo
8
Wells Fargo
California
$2.27M -$544K -46,409 -19%
FFS
9
Founders Financial Securities
Maryland
$2.27M -$112K -9,515 -5%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.53M +$359K +30,645 +31%
Cohen & Steers
11
Cohen & Steers
New York
$1.5M -$95.3K -8,129 -6%
AAM
12
Advisors Asset Management
Colorado
$1.27M -$77.2K -6,582 -6%
KA
13
Kovack Advisors
Florida
$1.07M +$805K +68,699 +317%
SWP
14
Stratos Wealth Partners
Ohio
$936K -$39.8K -3,391 -4%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$910K +$56.9K +4,856 +7%
ACP
16
Aviance Capital Partners
Florida
$843K -$64.6K -5,509 -7%
PMG
17
ProVise Management Group
Florida
$826K -$42.1K -3,589 -5%
RJA
18
Raymond James & Associates
Florida
$815K -$35.8K -3,056 -4%
BRWA
19
B. Riley Wealth Advisors
Florida
$772K +$370K +31,537 +94%
HK
20
Horizon Kinetics
New York
$709K -$59.8K -5,100 -8%
ICOA
21
Investment Centers of America
North Dakota
$707K -$21.8K -1,861 -3%
WCM
22
Windsor Capital Management
Arizona
$659K
Ameriprise
23
Ameriprise
Minnesota
$620K +$102K +8,718 +20%
FHA
24
Flagship Harbor Advisors
Massachusetts
$616K -$19.6K -1,674 -3%
SEIA
25
Signature Estate & Investment Advisors
California
$599K

JRO Hedge Fund Activity: Q3 2017 in Review

60 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Opportunty Fund (JRO) for Q3 2017, worth a combined $86.6M — up 6.3% from $81.5M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of JRO and 4 opened new positions — a net loss of 6 holders — while 19 trimmed existing stakes and 21 added.

The largest buyer was Bank of America, adding an estimated $2.28M. The largest seller was Doliver Advisors, exiting entirely with an estimated $660K sold.

  • 60 institutional investors held Nuveen Floating Rate Income Opportunty Fund (JRO) as of Q3 2017, down from 67 in Q2 2017.
  • Funds reported $86.6M of Nuveen Floating Rate Income Opportunty Fund stock for Q3 2017, up 6.3% quarter-over-quarter.
  • 4 funds opened new Nuveen Floating Rate Income Opportunty Fund positions in Q3 2017 and 10 closed out, a net change of -6 holders.
  • The largest Nuveen Floating Rate Income Opportunty Fund buyer in Q3 2017 was Bank of America, an estimated $2.28M added.
  • The largest Nuveen Floating Rate Income Opportunty Fund seller in Q3 2017 was Doliver Advisors, an estimated $660K sold.

Based on aggregated 13F filings for Q3 2017.