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JRO

Nuveen Floating Rate Income Opportunty Fund

Delisted

JRO was delisted on the 28th of July, 2023.

85 hedge funds and large institutions have $172M invested in Nuveen Floating Rate Income Opportunty Fund in 2021 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 27 increasing their positions, 23 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

17% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 23

12% more capital invested

Capital invested by funds: $153M → $172M (+$18.7M)

8% less funds holding

Funds holding: 9285 (-7)

37% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 19

Holders
85
Holders Change
-7
Holders Change %
-7.61%
% of All Funds
1.49%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
12
Increased
27
Reduced
23
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$42.9M
Bank of America
2
Bank of America
North Carolina
$17.3M +$3.57M +385,022 +27%
Morgan Stanley
3
Morgan Stanley
New York
$12.2M +$2.18M +235,839 +23%
LC
4
Lindbrook Capital
California
$11.4M -$133K -14,320 -1%
KKRC
5
Kohlberg Kravis Roberts & Co
New York
$10.7M +$10.4M +1,124,426 New
SIA
6
Sit Investment Associates
Minnesota
$6.36M
GC
7
Guggenheim Capital
Illinois
$5.77M +$421K +45,401 +8%
GI
8
Gradient Investments
Minnesota
$5.26M -$6.9M -744,734 -57%
CIA
9
Capital Investment Advisors
Georgia
$4.7M +$220K +23,762 +5%
AAM
10
Advisors Asset Management
Colorado
$4.34M +$483K +52,180 +13%
RCM
11
Rivernorth Capital Management
Florida
$3.9M -$2.06M -222,592 -35%
1CP
12
1607 Capital Partners
Virginia
$3.53M +$555K +59,900 +19%
Goldman Sachs
13
Goldman Sachs
New York
$3.33M
NCM
14
Next Capital Management
New York
$3.19M
MIG
15
Mariner Investment Group
New York
$2.63M +$87.8K +9,478 +4%
EVM
16
Eaton Vance Management
Massachusetts
$2.62M -$2.49M -269,352 -50%
BI
17
Bulldog Investors
New Jersey
$1.93M -$3.71K -400 -0.2%
Cohen & Steers
18
Cohen & Steers
New York
$1.88M
RA
19
RFG Advisory
Alabama
$1.8M +$23.4K +2,527 +1%
UBS Group
20
UBS Group
Switzerland
$1.75M -$86.7K -9,363 -5%
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$1.64M +$973K +105,062 +156%
RJA
22
Raymond James & Associates
Florida
$1.6M -$175K -18,930 -10%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$1.43M +$201K +21,667 +17%
Wells Fargo
24
Wells Fargo
California
$1.38M -$69.2K -7,476 -5%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$1.37M +$493K +53,245 +59%

JRO Hedge Fund Activity: Q1 2021 in Review

85 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Opportunty Fund (JRO) for Q1 2021, worth a combined $172M — up 12% from $153M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of JRO and 12 opened new positions — a net loss of 7 holders — while 23 trimmed existing stakes and 27 added.

The largest buyer was Kohlberg Kravis Roberts & Co, opening a new position worth an estimated $10.4M. The largest seller was Gradient Investments, cutting an estimated $6.9M.

  • 85 institutional investors held Nuveen Floating Rate Income Opportunty Fund (JRO) as of Q1 2021, down from 92 in Q4 2020.
  • Funds reported $172M of Nuveen Floating Rate Income Opportunty Fund stock for Q1 2021, up 12% quarter-over-quarter.
  • 12 funds opened new Nuveen Floating Rate Income Opportunty Fund positions in Q1 2021 and 19 closed out, a net change of -7 holders.
  • The largest Nuveen Floating Rate Income Opportunty Fund buyer in Q1 2021 was Kohlberg Kravis Roberts & Co, an estimated $10.4M added.
  • The largest Nuveen Floating Rate Income Opportunty Fund seller in Q1 2021 was Gradient Investments, an estimated $6.9M sold.

Based on aggregated 13F filings for Q1 2021.