Mariner Investment Group’s Nuveen Floating Rate Income Opportunty Fund JRO Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-52,000	Closed	-$419K	–	194
2022 Q3	$419K	Hold	52,000	–	–	0.47%	45
2022 Q2	$425K	Buy	+52,000	New	+$425K	0.45%	40
2021 Q3	–	Sell	-129,585	Closed	-$1.27M	–	158
2021 Q2	$1.27M	Sell	129,585 -146,585	-53%	-$1.43M	2.75%	4
2021 Q1	$2.64M	Buy	276,170 +9,478	+4%	+$90.4K	6.46%	2
2020 Q4	$2.31M	Buy	266,692 +170,000	+176%	+$1.47M	4.69%	5
2020 Q3	$793K	Hold	96,692	–	–	2.2%	13
2020 Q2	$759K	Hold	96,692	–	–	2.74%	13
2020 Q1	$718K	Sell	96,692 -100,567	-51%	-$747K	2.45%	14
2019 Q4	$1.97M	Buy	197,259 +8,586	+5%	+$85.8K	2.21%	9
2019 Q3	$1.8M	Buy	188,673 +9,490	+5%	+$90.5K	2.8%	9
2019 Q2	$1.75M	Sell	179,183 -24,500	-12%	-$239K	3.07%	8
2019 Q1	$1.95M	Buy	203,683 +98,467	+94%	+$944K	2.64%	8
2018 Q4	$949K	Buy	105,216 +10,216	+11%	+$92.1K	1.32%	25
2018 Q3	$979K	Buy	+95,000	New	+$979K	1.99%	18
2016 Q2	–	Sell	-369,561	Closed	-$3.66M	–	181
2016 Q1	$3.66M	Buy	369,561 +104,185	+39%	+$1.03M	1.01%	32
2015 Q4	$2.6M	Hold	265,376	–	–	0.58%	56
2015 Q3	$2.64M	Buy	265,376 +232,294	+702%	+$2.31M	0.53%	57
2015 Q2	$357K	Sell	33,082 -139,160	-81%	-$1.5M	0.09%	139
2015 Q1	$2M	Sell	172,242 -2,579	-1%	-$30K	0.54%	64
2014 Q4	$1.97M	Buy	174,821 +75,015	+75%	+$845K	0.33%	81
2014 Q3	$1.14M	Buy	+99,806	New	+$1.14M	0.24%	91
2014 Q2	–	Sell	-513,937	Closed	-$6.27M	–	284
2014 Q1	$6.27M	Buy	+513,937	New	+$6.27M	1.38%	14