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JRO

Nuveen Floating Rate Income Opportunty Fund

Delisted

JRO was delisted on the 28th of July, 2023.

58 hedge funds and large institutions have $79.8M invested in Nuveen Floating Rate Income Opportunty Fund in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 18 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more capital invested

Capital invested by funds: $75.4M → $79.8M (+$4.41M)

0% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 18

3% less funds holding

Funds holding: 6058 (-2)

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

Holders
58
Holders Change
-2
Holders Change %
-3.33%
% of All Funds
1.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
18
Reduced
18
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$18.7M +$1.9M +157,377 +11%
GC
2
Guggenheim Capital
Illinois
$12M -$546K -45,237 -4%
Morgan Stanley
3
Morgan Stanley
New York
$8.46M +$924K +76,569 +11%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$7.47M +$7.57M +627,135 +2,144%
WCM
5
Windsor Capital Management
Arizona
$4.11M +$27.8K +2,308 +0.6%
AAM
6
Advisors Asset Management
Colorado
$3.47M -$756K -62,643 -17%
TAM
7
Trust Asset Management
Texas
$2.73M
LPL Financial
8
LPL Financial
California
$2.72M -$447K -37,080 -13%
GI
9
Gradient Investments
Minnesota
$1.88M +$632K +52,362 +46%
HK
10
Horizon Kinetics
New York
$1.78M -$14.9K -1,236 -0.8%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.41M +$117K +9,665 +8%
MIG
12
Mariner Investment Group
New York
$1.14M +$1.2M +99,806 New
PMG
13
ProVise Management Group
Florida
$1.1M -$1K -83 -0.1%
CA
14
Cetera Advisors
Colorado
$1.09M +$203K +16,801 +21%
U
15
UBS
Switzerland
$933K +$9.29K +770 +0.9%
HNB
16
Huntington National Bank
Ohio
$894K
Bank of America
17
Bank of America
North Carolina
$854K +$147K +12,186 +19%
DA
18
Doliver Advisors
Texas
$845K +$896K +74,280 New
Wells Fargo
19
Wells Fargo
California
$657K -$21K -1,738 -3%
Ameriprise
20
Ameriprise
Minnesota
$647K +$98.5K +8,168 +17%
TIA
21
Tiemann Investment Advisors
California
$485K -$8.13K -674 -2%
WKWM
22
Walter & Keenan Wealth Management
Indiana
$462K
SGAM
23
Steinberg Global Asset Management
Florida
$456K +$1.74K +144 +0.4%
ZA
24
Zazove Associates
Nevada
$393K
CA
25
Cornerstone Advisors
North Carolina
$385K -$954K -79,057 -70%

JRO Hedge Fund Activity: Q3 2014 in Review

58 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Opportunty Fund (JRO) for Q3 2014, worth a combined $79.8M — up 5.9% from $75.4M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of JRO and 7 opened new positions — a net loss of 2 holders — while 18 trimmed existing stakes and 18 added.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $7.57M. The largest seller was Cornerstone Advisors, cutting an estimated $954K.

  • 58 institutional investors held Nuveen Floating Rate Income Opportunty Fund (JRO) as of Q3 2014, down from 60 in Q2 2014.
  • Funds reported $79.8M of Nuveen Floating Rate Income Opportunty Fund stock for Q3 2014, up 5.9% quarter-over-quarter.
  • 7 funds opened new Nuveen Floating Rate Income Opportunty Fund positions in Q3 2014 and 9 closed out, a net change of -2 holders.
  • The largest Nuveen Floating Rate Income Opportunty Fund buyer in Q3 2014 was Cambridge Investment Research Advisors, an estimated $7.57M added.
  • The largest Nuveen Floating Rate Income Opportunty Fund seller in Q3 2014 was Cornerstone Advisors, an estimated $954K sold.

Based on aggregated 13F filings for Q3 2014.