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JRO

Nuveen Floating Rate Income Opportunty Fund

Delisted

JRO was delisted on the 28th of July, 2023.

65 hedge funds and large institutions have $82.2M invested in Nuveen Floating Rate Income Opportunty Fund in 2013 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 16 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 8

20% more funds holding

Funds holding: 5465 (+11)

13% more capital invested

Capital invested by funds: $72.8M → $82.2M (+$9.49M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

24% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 21

Holders
65
Holders Change
+11
Holders Change %
+20.37%
% of All Funds
1.89%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
19
Increased
16
Reduced
21
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$16.9M +$449K +37,306 +3%
Invesco
2
Invesco
Georgia
$15.9M +$1.12M +92,696 +8%
Morgan Stanley
3
Morgan Stanley
New York
$7.09M +$2.92M +242,347 +71%
RCM
4
Rivernorth Capital Management
Florida
$5.12M +$5.06M +420,441 New
AAM
5
Advisors Asset Management
Colorado
$4.75M -$1.1M -91,283 -19%
WCM
6
Windsor Capital Management
Arizona
$4.5M -$9.64K -801 -0.2%
LPL Financial
7
LPL Financial
California
$4.1M -$2.36M -196,112 -37%
HK
8
Horizon Kinetics
New York
$1.93M +$91.7K +7,616 +5%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.56M +$266K +22,074 +21%
ARC
10
Absolute Return Capital
Massachusetts
$1.45M -$400K -33,256 -22%
Bank of America
11
Bank of America
North Carolina
$1.27M -$133K -11,038 -10%
Cohen & Steers
12
Cohen & Steers
New York
$1.16M -$81.3K -6,756 -7%
CA
13
Cetera Advisors
Colorado
$1.04M +$204K +16,985 +25%
PMG
14
ProVise Management Group
Florida
$1.01M +$351K +29,199 +55%
WAM
15
Wolverine Asset Management
Illinois
$807K +$798K +66,277 New
DA
16
Doliver Advisors
Texas
$762K +$753K +62,545 New
Ameriprise
17
Ameriprise
Minnesota
$716K -$38.8K -3,228 -5%
U
18
UBS
Switzerland
$675K -$37.6K -3,121 -5%
RJA
19
Raymond James & Associates
Florida
$551K -$83.4K -6,927 -13%
PPA
20
Parametric Portfolio Associates
Washington
$544K -$17.6K -1,460 -3%
GI
21
Gradient Investments
Minnesota
$524K +$425K +35,350 +463%
Wells Fargo
22
Wells Fargo
California
$508K +$1.96K +163 +0.4%
SG Americas Securities
23
SG Americas Securities
New York
$504K +$498K +41,383 New
WAM
24
Weiss Asset Management
Massachusetts
$500K +$494K +41,060 New
TIA
25
Tiemann Investment Advisors
California
$496K +$490K +40,687 New

JRO Hedge Fund Activity: Q4 2013 in Review

65 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Opportunty Fund (JRO) for Q4 2013, worth a combined $82.2M — up 13% from $72.8M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new JRO positions and 8 closed out — a net gain of 11 holders — while 16 added to existing stakes and 21 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $5.06M. The largest seller was LPL Financial, cutting an estimated $2.36M.

  • 65 institutional investors held Nuveen Floating Rate Income Opportunty Fund (JRO) as of Q4 2013, up from 54 in Q3 2013.
  • Funds reported $82.2M of Nuveen Floating Rate Income Opportunty Fund stock for Q4 2013, up 13% quarter-over-quarter.
  • 19 funds opened new Nuveen Floating Rate Income Opportunty Fund positions in Q4 2013 and 8 closed out, a net change of +11 holders.
  • The largest Nuveen Floating Rate Income Opportunty Fund buyer in Q4 2013 was Rivernorth Capital Management, an estimated $5.06M added.
  • The largest Nuveen Floating Rate Income Opportunty Fund seller in Q4 2013 was LPL Financial, an estimated $2.36M sold.

Based on aggregated 13F filings for Q4 2013.