Absolute Return Capital’s Nuveen Floating Rate Income Opportunty Fund JRO Stock Holding History

Absolute Return Capital’s Portfolio JRO Stock Details JRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-114,410	Closed	-$1.4M	–	1564
2014 Q1	$1.4M	Sell	114,410 -4,234	-4%	-$51.4K	0.02%	576
2013 Q4	$1.45M	Sell	118,644 -33,256	-22%	-$400K	0.02%	562
2013 Q3	$1.88M	Sell	151,900 -29,928	-16%	-$374K	0.03%	526
2013 Q2	$2.4M	Buy	+181,828	New	+$2.41M	0.03%	505

Other funds holding JRO

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

WCM

Windsor Capital Management Phoenix, Arizona $385M AUM 17.95% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

TAM

Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Absolute Return Capital's JRO Position: Q2 2014 in Review

Absolute Return Capital sold out of Nuveen Floating Rate Income Opportunty Fund (JRO) in Q2 2014, closing a stake of 114,410 shares — an estimated $1.4M sold.

Absolute Return Capital first reported a position in JRO in Q2 2013 and held it in 4 quarters. The position peaked at $2.4M in Q2 2013. 60 funds tracked by Wall St. Rank hold JRO as of Q2 2014.

Absolute Return Capital reported no remaining Nuveen Floating Rate Income Opportunty Fund position as of Q2 2014 after selling out during the quarter.
Absolute Return Capital sold 114,410 Nuveen Floating Rate Income Opportunty Fund shares in Q2 2014, an estimated $1.4M.
Absolute Return Capital first reported a position in Nuveen Floating Rate Income Opportunty Fund in Q2 2013 and held it in 4 quarters.
Absolute Return Capital's Nuveen Floating Rate Income Opportunty Fund position peaked at $2.4M in Q2 2013.
60 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Opportunty Fund as of Q2 2014.

Based on Absolute Return Capital's 13F filing for Q2 2014, filed 14 Aug 2014.