Horizon Kinetics’s Nuveen Floating Rate Income Opportunty Fund JRO Stock Holding History

Horizon Kinetics’s Portfolio JRO Stock Details JRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$536K	Sell	59,424 -168	-0.3%	-$1.65K	0.02%	238
2018 Q3	$614K	Sell	59,592 -310	-0.5%	-$3.17K	0.01%	245
2018 Q2	$624K	Hold	59,902	–	–	0.02%	239
2018 Q1	$654K	Hold	59,902	–	–	0.02%	236
2017 Q4	$683K	Hold	59,902	–	–	0.02%	234
2017 Q3	$709K	Sell	59,902 -5,100	-8%	-$59.8K	0.02%	230
2017 Q2	$759K	Hold	65,002	–	–	0.02%	227
2017 Q1	$764K	Hold	65,002	–	–	0.02%	226
2016 Q4	$792K	Sell	65,002 -4,074	-6%	-$46.9K	0.03%	221
2016 Q3	$764K	Sell	69,076 -500	-0.7%	-$5.35K	0.02%	235
2016 Q2	$714K	Sell	69,576 -4,704	-6%	-$48K	0.02%	255
2016 Q1	$735K	Sell	74,280 -6,489	-8%	-$60.7K	0.02%	247
2015 Q4	$792K	Sell	80,769 -8,000	-9%	-$78.7K	0.02%	229
2015 Q3	$883K	Sell	88,769 -43,574	-33%	-$459K	0.02%	211
2015 Q2	$1.43M	Sell	132,343 -18,329	-12%	-$210K	0.02%	183
2015 Q1	$1.75M	Sell	150,672 -878	-0.6%	-$9.96K	0.02%	171
2014 Q4	$1.71M	Sell	151,550 -5,253	-3%	-$59K	0.02%	180
2014 Q3	$1.78M	Sell	156,803 -1,236	-0.8%	-$14.9K	0.02%	172
2014 Q2	$1.96M	Sell	158,039 -300	-0.2%	-$3.67K	0.02%	163
2014 Q1	$1.93M	Sell	158,339 -437	-0.3%	-$5.3K	0.02%	164
2013 Q4	$1.93M	Buy	158,776 +7,616	+5%	+$91.7K	0.02%	165
2013 Q3	$1.87M	Sell	151,160 -980	-0.6%	-$12.2K	0.03%	160
2013 Q2	$2.01M	Buy	+152,140	New	+$2.01M	0.03%	160

Other funds holding JRO

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

Horizon Kinetics's JRO Position: Q4 2018 in Review

Horizon Kinetics reduced its Nuveen Floating Rate Income Opportunty Fund (JRO) stake by 0.28% in Q4 2018, selling an estimated $1.65K and leaving 59,424 shares worth $536K. The position accounts for 0.02% of the portfolio, ranked #238.

Horizon Kinetics first reported a position in JRO in Q2 2013 and has held it in 23 quarters since. The position peaked at $2.01M in Q2 2013. 92 funds tracked by Wall St. Rank hold JRO as of Q4 2018.

Horizon Kinetics held 59,424 shares of Nuveen Floating Rate Income Opportunty Fund worth $536K as of Q4 2018.
Horizon Kinetics sold 168 Nuveen Floating Rate Income Opportunty Fund shares in Q4 2018, an estimated $1.65K.
Nuveen Floating Rate Income Opportunty Fund made up 0.02% of Horizon Kinetics's portfolio in Q4 2018, its #238 holding.
Horizon Kinetics first reported a position in Nuveen Floating Rate Income Opportunty Fund in Q2 2013 and has held it in 23 quarters since.
Horizon Kinetics's Nuveen Floating Rate Income Opportunty Fund position peaked at $2.01M in Q2 2013.
92 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Opportunty Fund as of Q4 2018.

Based on Horizon Kinetics's 13F filing for Q4 2018, filed 14 Feb 2019.