Ladenburg Thalmann Financial Services’s Nuveen Floating Rate Income Opportunty Fund JRO Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio JRO Stock Details JRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$717K	Sell	71,563 -14,990	-17%	-$143K	﹤0.01%	1528
2019 Q3	$826K	Buy	86,553 +644	+0.7%	+$6.19K	0.01%	1377
2019 Q2	$837K	Buy	85,909 +3,748	+5%	+$36.6K	0.01%	1355
2019 Q1	$788K	Buy	82,161 +5,217	+7%	+$51.1K	0.01%	1344
2018 Q4	$694K	Sell	76,944 -8,392	-10%	-$82.5K	0.01%	1300
2018 Q3	$880K	Buy	85,336 +11,552	+16%	+$118K	0.01%	1209
2018 Q2	$805K	Hold	73,784	–	–	0.01%	1200
2018 Q1	$805K	Sell	73,784 -5,899	-7%	-$65.5K	0.01%	1200
2017 Q4	$908K	Buy	79,683 +2,727	+4%	+$30.8K	0.01%	1128
2017 Q3	$910K	Buy	76,956 +4,856	+7%	+$56.9K	0.01%	1055
2017 Q2	$842K	Buy	72,100 +25,421	+54%	+$300K	0.01%	1051
2017 Q1	$548K	Sell	46,679 -18,513	-28%	-$226K	0.01%	1277
2016 Q4	$795K	Buy	65,192 +14,181	+28%	+$163K	0.01%	966
2016 Q3	$564K	Sell	51,011 -1,377	-3%	-$14.7K	0.01%	1123
2016 Q2	$537K	Sell	52,388 -598	-1%	-$6.1K	0.01%	1092
2016 Q1	$524K	Sell	52,986 -2,647	-5%	-$24.7K	0.01%	1025
2015 Q4	$545K	Sell	55,633 -10,775	-16%	-$106K	0.01%	978
2015 Q3	$661K	Buy	66,408 +19,938	+43%	+$210K	0.01%	833
2015 Q2	$501K	Buy	46,470 +1,795	+4%	+$20.5K	0.01%	1054
2015 Q1	$520K	Buy	44,675 +2,257	+5%	+$25.6K	0.01%	1018
2014 Q4	$478K	Buy	42,418 +28,454	+204%	+$319K	0.01%	952
2014 Q3	$159K	Sell	13,964 -2,424	-15%	-$29.2K	﹤0.01%	1338
2014 Q2	$204K	Sell	16,388 -5,222	-24%	-$63.9K	0.01%	1192
2014 Q1	$264K	Sell	21,610 -649	-3%	-$7.87K	0.01%	994
2013 Q4	$271K	Buy	22,259 +4,607	+26%	+$55.4K	0.01%	931
2013 Q3	$218K	Sell	17,652 -2,119	-11%	-$26.5K	0.01%	978
2013 Q2	$261K	Buy	+19,771	New	+$262K	0.01%	872

Other funds holding JRO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Ladenburg Thalmann Financial Services's JRO Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Nuveen Floating Rate Income Opportunty Fund (JRO) stake by 17% in Q4 2019, selling an estimated $143K and leaving 71,563 shares worth $717K. The position accounts for ﹤0.01% of the portfolio, ranked #1528.

Ladenburg Thalmann Financial Services first reported a position in JRO in Q2 2013 and has held it in 27 quarters since. The position peaked at $910K in Q3 2017. 90 funds tracked by Wall St. Rank hold JRO as of Q4 2019.

Ladenburg Thalmann Financial Services held 71,563 shares of Nuveen Floating Rate Income Opportunty Fund worth $717K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 14,990 Nuveen Floating Rate Income Opportunty Fund shares in Q4 2019, an estimated $143K.
Nuveen Floating Rate Income Opportunty Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1528 holding.
Ladenburg Thalmann Financial Services first reported a position in Nuveen Floating Rate Income Opportunty Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Nuveen Floating Rate Income Opportunty Fund position peaked at $910K in Q3 2017.
90 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Opportunty Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.