Thomas J. Herzfeld Advisors’s Sound Point Meridian Capital SPMC Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio SPMC Stock Details SPMC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-13,720	Closed	-$189K	–	132
2025 Q4	$189K	Buy	+13,720	New	+$213K	0.06%	63
2025 Q3	–	Sell	-62,921	Closed	-$1.13M	–	121
2025 Q2	$1.13M	Sell	62,921 -162,216	-72%	-$2.99M	0.4%	46
2025 Q1	$4.49M	Sell	225,137 -109,407	-33%	-$2.27M	1.53%	16
2024 Q4	$6.99M	Sell	334,544 -87,155	-21%	-$1.74M	2.24%	9
2024 Q3	$8.34M	Sell	421,699 -18,395	-4%	-$364K	2.78%	6
2024 Q2	$8.82M	Buy	+440,094	New	+$8.8M	3.09%	5

Other funds holding SPMC

KIM LLC Wichita, Kansas $976M AUM 0.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

EMC

Everest Management Corp Cupertino, California $197M AUM 26.63% 1-Year Est. Return

VIA

Virtus Investment Advisers Hartford, Connecticut $363M AUM 34.89% 1-Year Est. Return

Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Oppenheimer & Co New York $9.37B AUM 36.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Thomas J. Herzfeld Advisors's SPMC Position: Q1 2026 in Review

Thomas J. Herzfeld Advisors sold out of Sound Point Meridian Capital (SPMC) in Q1 2026, closing a stake of 13,720 shares — an estimated $189K sold.

Thomas J. Herzfeld Advisors first reported a position in SPMC in Q2 2024 and held it in 6 quarters. The position peaked at $8.82M in Q2 2024. 11 funds tracked by Wall St. Rank hold SPMC as of Q1 2026.

Thomas J. Herzfeld Advisors reported no remaining Sound Point Meridian Capital position as of Q1 2026 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 13,720 Sound Point Meridian Capital shares in Q1 2026, an estimated $189K.
Thomas J. Herzfeld Advisors first reported a position in Sound Point Meridian Capital in Q2 2024 and held it in 6 quarters.
Thomas J. Herzfeld Advisors's Sound Point Meridian Capital position peaked at $8.82M in Q2 2024.
11 funds tracked by Wall St. Rank held Sound Point Meridian Capital as of Q1 2026.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2026, filed 12 May 2026.