Thomas J. Herzfeld Advisors’s Virtus Equity & Convertible Income Fund NIE Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio NIE Stock Details NIE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-2,000	Closed	-$41K	–	328
2017 Q3	$41K	Hold	2,000	–	–	0.02%	197
2017 Q2	$40K	Hold	2,000	–	–	0.02%	189
2017 Q1	$39K	Hold	2,000	–	–	0.02%	216
2016 Q4	$37K	Hold	2,000	–	–	0.02%	223
2016 Q3	$37K	Hold	2,000	–	–	0.02%	202
2016 Q2	$37K	Hold	2,000	–	–	0.02%	221
2016 Q1	$36K	Hold	2,000	–	–	0.02%	238
2015 Q4	$36K	Hold	2,000	–	–	0.01%	221
2015 Q3	$34K	Hold	2,000	–	–	0.01%	222
2015 Q2	$39K	Hold	2,000	–	–	0.02%	198
2015 Q1	$40K	Hold	2,000	–	–	0.02%	192
2014 Q4	$41K	Sell	2,000 -84,111	-98%	-$1.72M	0.02%	184
2014 Q3	$1.71M	Buy	86,111 +15,844	+23%	+$320K	0.95%	36
2014 Q2	$1.42M	Buy	70,267 +16,356	+30%	+$325K	0.81%	37
2014 Q1	$1.05M	Buy	53,911 +26,899	+100%	+$518K	0.62%	54
2013 Q4	$527K	Sell	27,012 -1,000	-4%	-$19.2K	0.3%	89
2013 Q3	$520K	Buy	28,012 +4,010	+17%	+$74.7K	0.33%	81
2013 Q2	$440K	Buy	+24,002	New	+$444K	0.28%	89

Other funds holding NIE

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Thomas J. Herzfeld Advisors's NIE Position: Q4 2017 in Review

Thomas J. Herzfeld Advisors sold out of Virtus Equity & Convertible Income Fund (NIE) in Q4 2017, closing a stake of 2,000 shares — an estimated $41K sold.

Thomas J. Herzfeld Advisors first reported a position in NIE in Q2 2013 and held it in 18 quarters. The position peaked at $1.71M in Q3 2014. 62 funds tracked by Wall St. Rank hold NIE as of Q4 2017.

Thomas J. Herzfeld Advisors reported no remaining Virtus Equity & Convertible Income Fund position as of Q4 2017 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 2,000 Virtus Equity & Convertible Income Fund shares in Q4 2017, an estimated $41K.
Thomas J. Herzfeld Advisors first reported a position in Virtus Equity & Convertible Income Fund in Q2 2013 and held it in 18 quarters.
Thomas J. Herzfeld Advisors's Virtus Equity & Convertible Income Fund position peaked at $1.71M in Q3 2014.
62 funds tracked by Wall St. Rank held Virtus Equity & Convertible Income Fund as of Q4 2017.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.