Thomas J. Herzfeld Advisors’s Nuveen California AMT-Free Quality Municipal Income Fund NKX Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio NKX Stock Details NKX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-10,000	Closed	-$146K	–	270
2019 Q2	$146K	Hold	10,000	–	–	0.06%	122
2019 Q1	$139K	Hold	10,000	–	–	0.05%	140
2018 Q4	$127K	Buy	+10,000	New	+$126K	0.05%	135
2014 Q4	–	Sell	-130,637	Closed	-$1.82M	–	329
2014 Q3	$1.82M	Buy	130,637 +8,030	+7%	+$110K	1.01%	34
2014 Q2	$1.67M	Buy	122,607 +24,140	+25%	+$328K	0.95%	31
2014 Q1	$1.31M	Buy	98,467 +1,470	+2%	+$18.9K	0.77%	43
2013 Q4	$1.18M	Sell	96,997 -18,503	-16%	-$226K	0.67%	49
2013 Q3	$1.43M	Sell	115,500 -1,120	-1%	-$13.8K	0.92%	35
2013 Q2	$1.57M	Buy	+116,620	New	+$1.64M	1%	33

Other funds holding NKX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

PWSG

Pacific Wealth Strategies Group Santa Barbara, California $174M AUM 21.47% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LCM

Leisure Capital Management Costa Mesa, California $286M AUM 26.75% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Thomas J. Herzfeld Advisors's NKX Position: Q3 2019 in Review

Thomas J. Herzfeld Advisors sold out of Nuveen California AMT-Free Quality Municipal Income Fund (NKX) in Q3 2019, closing a stake of 10,000 shares — an estimated $146K sold.

Thomas J. Herzfeld Advisors first reported a position in NKX in Q2 2013 and held it in 9 quarters. The position peaked at $1.82M in Q3 2014. 63 funds tracked by Wall St. Rank hold NKX as of Q3 2019.

Thomas J. Herzfeld Advisors reported no remaining Nuveen California AMT-Free Quality Municipal Income Fund position as of Q3 2019 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 10,000 Nuveen California AMT-Free Quality Municipal Income Fund shares in Q3 2019, an estimated $146K.
Thomas J. Herzfeld Advisors first reported a position in Nuveen California AMT-Free Quality Municipal Income Fund in Q2 2013 and held it in 9 quarters.
Thomas J. Herzfeld Advisors's Nuveen California AMT-Free Quality Municipal Income Fund position peaked at $1.82M in Q3 2014.
63 funds tracked by Wall St. Rank held Nuveen California AMT-Free Quality Municipal Income Fund as of Q3 2019.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2019, filed 8 Nov 2019.