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Nuveen California AMT-Free Quality Municipal Income Fund

37 hedge funds and large institutions have $23.4M invested in Nuveen California AMT-Free Quality Municipal Income Fund in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

30% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 10

19% more funds holding

Funds holding: 3137 (+6)

10% more capital invested

Capital invested by funds: $21.3M → $23.4M (+$2.1M)

0.77% more ownership

Funds ownership: 3.78%4.55% (+0.77%)

Holders
37
Holders Change
+6
Holders Change %
+19.35%
% of All Funds
1.2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
13
Reduced
10
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$3.88M -$301K -24,501 -7%
Wells Fargo
2
Wells Fargo
California
$3.39M +$154K +12,529 +5%
Invesco
3
Invesco
Georgia
$2.5M -$517K -42,084 -17%
U
4
UBS
Switzerland
$1.89M +$458K +37,230 +32%
LPL Financial
5
LPL Financial
California
$1.45M +$436K +35,497 +41%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$1.43M -$13.8K -1,120 -1%
TC
7
TFS Capital
Pennsylvania
$1.28M +$1.27M +103,539 New
AA
8
Apriem Advisors
California
$1.12M +$156K +12,701 +16%
RCM
9
Rivernorth Capital Management
Florida
$888K +$884K +71,932 New
Creative Planning
10
Creative Planning
Kansas
$872K +$190K +15,500 +28%
Morgan Stanley
11
Morgan Stanley
New York
$803K +$14.9K +1,213 +2%
AQR Capital Management
12
AQR Capital Management
Connecticut
$662K +$659K +53,629 New
AAM
13
Advisors Asset Management
Colorado
$439K +$342K +27,869 +357%
Bank of America
14
Bank of America
North Carolina
$437K +$385K +31,296 +762%
MBT
15
Montecito Bank & Trust
California
$323K +$322K +26,200 New
DA
16
Doliver Advisors
Texas
$242K -$294K -23,951 -55%
HK
17
Horizon Kinetics
New York
$235K -$3.99K -325 -2%
WS
18
Wedbush Securities
California
$170K +$43.9K +3,571 +35%
CA
19
Cetera Advisors
Colorado
$153K -$11.7K -954 -7%
SCM
20
Stonebridge Capital Management
California
$147K
FAAS
21
First Allied Advisory Services
California
$141K -$2.46K -200 -2%
BA
22
Boston Advisors
Massachusetts
$140K
PP
23
Paloma Partners
Connecticut
$139K -$6.14K -500 -4%
CAN
24
Cetera Advisor Networks
California
$134K -$31.9K -2,592 -19%
PFA
25
Pure Financial Advisors
California
$126K

NKX Hedge Fund Activity: Q3 2013 in Review

37 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Nuveen California AMT-Free Quality Municipal Income Fund (NKX) for Q3 2013, worth a combined $23.4M — up 9.8% from $21.3M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new NKX positions and 1 closed out — a net gain of 6 holders — while 13 added to existing stakes and 10 trimmed.

The largest buyer was TFS Capital, opening a new position worth an estimated $1.27M. The largest seller was Invesco, cutting an estimated $517K.

  • 37 institutional investors held Nuveen California AMT-Free Quality Municipal Income Fund (NKX) as of Q3 2013, up from 31 in Q2 2013.
  • Funds reported $23.4M of Nuveen California AMT-Free Quality Municipal Income Fund stock for Q3 2013, up 9.8% quarter-over-quarter.
  • 7 funds opened new Nuveen California AMT-Free Quality Municipal Income Fund positions in Q3 2013 and 1 closed out, a net change of +6 holders.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund buyer in Q3 2013 was TFS Capital, an estimated $1.27M added.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund seller in Q3 2013 was Invesco, an estimated $517K sold.

Based on aggregated 13F filings for Q3 2013.