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Nuveen California AMT-Free Quality Municipal Income Fund

63 hedge funds and large institutions have $90.6M invested in Nuveen California AMT-Free Quality Municipal Income Fund in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

20% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 15

9% more funds holding

Funds holding: 5863 (+5)

2% more capital invested

Capital invested by funds: $88.7M → $90.6M (+$1.92M)

0.04% less ownership

Funds ownership: 12.87%12.83% (-0.04%)

Holders
63
Holders Change
+5
Holders Change %
+8.62%
% of All Funds
1.38%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
10
Increased
18
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$23.1M +$891 +59 +0%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$8.54M +$12.1K +798 +0.1%
GC
3
Guggenheim Capital
Illinois
$7.15M +$1M +66,217 +16%
Morgan Stanley
4
Morgan Stanley
New York
$6.8M +$631K +41,754 +10%
KIM
5
Karpus Investment Management
New York
$5.09M -$1.53M -101,154 -23%
PWSG
6
Pacific Wealth Strategies Group
California
$4.46M -$565K -37,417 -11%
Wells Fargo
7
Wells Fargo
California
$3.83M -$129K -8,508 -3%
Invesco
8
Invesco
Georgia
$2.94M +$352K +23,329 +14%
LCM
9
Leisure Capital Management
California
$2.53M +$2.53M +167,512 New
FFA
10
First Foundation Advisors
California
$2.47M +$791K +52,374 +47%
AAM
11
Advisors Asset Management
Colorado
$2.09M +$40.5K +2,684 +2%
AA
12
Apriem Advisors
California
$1.93M -$289K -19,102 -13%
WS
13
Wedbush Securities
California
$1.44M -$86.1K -5,700 -6%
EW
14
Evoke Wealth
California
$1.42M +$1.41M +93,276 New
LWAC
15
Laurel Wealth Advisors (California)
California
$1.38M +$1.38M +91,450 New
Bank of America
16
Bank of America
North Carolina
$1.3M -$1.13M -74,821 -46%
COLIM
17
City of London Investment Management
United Kingdom
$1.18M
RJA
18
Raymond James & Associates
Florida
$1.01M +$36.5K +2,419 +4%
WT
19
Whittier Trust
California
$930K +$353K +23,380 +61%
MIG
20
Mariner Investment Group
New York
$821K -$553K -36,608 -40%
CC
21
Claybrook Capital
Massachusetts
$695K
LPL Financial
22
LPL Financial
California
$645K -$221K -14,626 -26%
DWM
23
Dakota Wealth Management
Florida
$603K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$581K +$76 +5 +0%
AG
25
Advisor Group
Arizona
$561K +$429K +28,386 +327%

NKX Hedge Fund Activity: Q3 2019 in Review

63 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Nuveen California AMT-Free Quality Municipal Income Fund (NKX) for Q3 2019, worth a combined $90.6M — up 2.2% from $88.7M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new NKX positions and 5 closed out — a net gain of 5 holders — while 18 added to existing stakes and 15 trimmed.

The largest buyer was Leisure Capital Management, opening a new position worth an estimated $2.53M. The largest seller was Robinson Capital Management, exiting entirely with an estimated $2.54M sold.

  • 63 institutional investors held Nuveen California AMT-Free Quality Municipal Income Fund (NKX) as of Q3 2019, up from 58 in Q2 2019.
  • Funds reported $90.6M of Nuveen California AMT-Free Quality Municipal Income Fund stock for Q3 2019, up 2.2% quarter-over-quarter.
  • 10 funds opened new Nuveen California AMT-Free Quality Municipal Income Fund positions in Q3 2019 and 5 closed out, a net change of +5 holders.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund buyer in Q3 2019 was Leisure Capital Management, an estimated $2.53M added.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund seller in Q3 2019 was Robinson Capital Management, an estimated $2.54M sold.

Based on aggregated 13F filings for Q3 2019.