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Nuveen California AMT-Free Quality Municipal Income Fund

66 hedge funds and large institutions have $85.7M invested in Nuveen California AMT-Free Quality Municipal Income Fund in 2019 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

127% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 11

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

5% more funds holding

Funds holding: 6366 (+3)

1.03% less ownership

Funds ownership: 12.83%11.8% (-1%)

5% less capital invested

Capital invested by funds: $90.6M → $85.7M (-$4.85M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
66
Holders Change
+3
Holders Change %
+4.76%
% of All Funds
1.3%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
10
Increased
25
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$23.6M +$308K +20,332 +1%
GC
2
Guggenheim Capital
Illinois
$7.97M +$779K +51,465 +11%
Morgan Stanley
3
Morgan Stanley
New York
$7.74M +$895K +59,133 +13%
PWSG
4
Pacific Wealth Strategies Group
California
$4.42M -$62.2K -4,106 -1%
Wells Fargo
5
Wells Fargo
California
$4.26M +$406K +26,810 +11%
FFA
6
First Foundation Advisors
California
$2.74M +$260K +17,179 +11%
Invesco
7
Invesco
Georgia
$2.6M -$349K -23,078 -12%
LCM
8
Leisure Capital Management
California
$2.58M +$33.8K +2,233 +1%
RCM
9
Rivernorth Capital Management
Florida
$2.04M +$5.62K +371 +0.3%
AAM
10
Advisors Asset Management
Colorado
$1.98M -$116K -7,667 -6%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.89M -$6.67M -440,820 -78%
C
12
Certuity
Florida
$1.65M +$1.65M +108,655 New
EW
13
Evoke Wealth
California
$1.63M +$214K +14,119 +15%
KIM
14
Karpus Investment Management
New York
$1.57M -$3.53M -233,450 -69%
AA
15
Apriem Advisors
California
$1.56M -$387K -25,560 -20%
WT
16
Whittier Trust
California
$1.41M +$474K +31,325 +51%
Bank of America
17
Bank of America
North Carolina
$1.33M +$17.3K +1,140 +1%
WS
18
Wedbush Securities
California
$1.15M -$303K -19,985 -21%
AG
19
Advisor Group
Arizona
$927K +$361K +23,831 +64%
VCM
20
Vivaldi Capital Management
Illinois
$916K +$471K +31,086 +107%
IC
21
IEQ Capital
California
$813K +$809K +53,428 New
RJA
22
Raymond James & Associates
Florida
$792K -$224K -14,789 -22%
CC
23
Claybrook Capital
Massachusetts
$736K
Ameriprise
24
Ameriprise
Minnesota
$687K +$177K +11,709 +35%
LPL Financial
25
LPL Financial
California
$679K +$29.5K +1,949 +5%

NKX Hedge Fund Activity: Q4 2019 in Review

66 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Nuveen California AMT-Free Quality Municipal Income Fund (NKX) for Q4 2019, worth a combined $85.7M — down 5.3% from $90.6M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new NKX positions and 6 closed out — a net gain of 4 holders — while 25 added to existing stakes and 11 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $895K. The largest seller was Royal Bank of Canada, cutting an estimated $6.67M.

  • 66 institutional investors held Nuveen California AMT-Free Quality Municipal Income Fund (NKX) as of Q4 2019, up from 63 in Q3 2019.
  • Funds reported $85.7M of Nuveen California AMT-Free Quality Municipal Income Fund stock for Q4 2019, down 5.3% quarter-over-quarter.
  • 10 funds opened new Nuveen California AMT-Free Quality Municipal Income Fund positions in Q4 2019 and 6 closed out, a net change of +4 holders.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund buyer in Q4 2019 was Morgan Stanley, an estimated $895K added.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund seller in Q4 2019 was Royal Bank of Canada, an estimated $6.67M sold.

Based on aggregated 13F filings for Q4 2019.