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Nuveen California AMT-Free Quality Municipal Income Fund

45 hedge funds and large institutions have $53.2M invested in Nuveen California AMT-Free Quality Municipal Income Fund in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 8

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.61% less ownership

Funds ownership: 8.99%8.38% (-0.61%)

5% less capital invested

Capital invested by funds: $55.9M → $53.2M (-$2.64M)

10% less funds holding

Funds holding: 5045 (-5)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

Holders
45
Holders Change
-5
Holders Change %
-10%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
15
Reduced
8
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$6.8M +$127K +8,728 +2%
LPL Financial
2
LPL Financial
California
$5.29M -$357K -24,545 -6%
AAM
3
Advisors Asset Management
Colorado
$5.28M -$34.5K -2,371 -0.7%
PWSG
4
Pacific Wealth Strategies Group
California
$4.58M +$351K +24,101 +8%
Wells Fargo
5
Wells Fargo
California
$3.9M +$4.32K +297 +0.1%
UBS Group
6
UBS Group
Switzerland
$3.87M +$437K +30,050 +13%
Invesco
7
Invesco
Georgia
$3.79M -$244K -16,778 -6%
Morgan Stanley
8
Morgan Stanley
New York
$3.78M -$122K -8,349 -3%
Bank of America
9
Bank of America
North Carolina
$2.36M +$536K +36,812 +30%
AA
10
Apriem Advisors
California
$2M +$45.7K +3,142 +2%
LCM
11
Leisure Capital Management
California
$1.95M
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.34M -$122K -8,363 -8%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$1.31M +$95.4K +6,555 +8%
RJA
14
Raymond James & Associates
Florida
$923K +$975 +67 +0.1%
LCM
15
Landscape Capital Management
New Jersey
$831K +$51.8K +3,557 +7%
WT
16
Whittier Trust
California
$680K
WS
17
Wedbush Securities
California
$446K +$88.8K +6,100 +25%
IA
18
IFP Advisors
Florida
$316K +$786 +54 +0.3%
SNT
19
Security National Trust
West Virginia
$277K
SWP
20
Stratos Wealth Partners
Ohio
$275K +$104K +7,155 +62%
DI
21
Diligent Investors
California
$253K
HCM
22
Hollencrest Capital Management
California
$252K -$2.91K -200 -1%
FAAS
23
First Allied Advisory Services
California
$233K -$79K -5,428 -26%
CIBC Private Wealth Group
24
CIBC Private Wealth Group
Georgia
$224K
ACM
25
Alethea Capital Management
Washington
$205K

NKX Hedge Fund Activity: Q1 2017 in Review

45 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Nuveen California AMT-Free Quality Municipal Income Fund (NKX) for Q1 2017, worth a combined $53.2M — down 4.7% from $55.9M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of NKX and 7 opened new positions — a net loss of 3 holders — while 8 trimmed existing stakes and 15 added.

The largest buyer was Bank of America, adding an estimated $536K. The largest seller was Laurion Capital Management, exiting entirely with an estimated $2.75M sold.

  • 45 institutional investors held Nuveen California AMT-Free Quality Municipal Income Fund (NKX) as of Q1 2017, down from 50 in Q4 2016.
  • Funds reported $53.2M of Nuveen California AMT-Free Quality Municipal Income Fund stock for Q1 2017, down 4.7% quarter-over-quarter.
  • 7 funds opened new Nuveen California AMT-Free Quality Municipal Income Fund positions in Q1 2017 and 10 closed out, a net change of -3 holders.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund buyer in Q1 2017 was Bank of America, an estimated $536K added.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund seller in Q1 2017 was Laurion Capital Management, an estimated $2.75M sold.

Based on aggregated 13F filings for Q1 2017.