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Nuveen California AMT-Free Quality Municipal Income Fund

42 hedge funds and large institutions have $61.7M invested in Nuveen California AMT-Free Quality Municipal Income Fund in 2015 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

13% more capital invested

Capital invested by funds: $54.8M → $61.7M (+$6.9M)

8% more funds holding

Funds holding: 3942 (+3)

0.67% more ownership

Funds ownership: 8.93%9.59% (+0.67%)

17% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 12

Holders
42
Holders Change
+3
Holders Change %
+7.69%
% of All Funds
1.1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
10
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$11.4M +$5.65M +378,325 +105%
UBS Group
2
UBS Group
Switzerland
$7.99M -$663K -44,332 -8%
GC
3
Guggenheim Capital
Illinois
$5.78M -$191K -12,752 -3%
AAM
4
Advisors Asset Management
Colorado
$5.42M +$27.9K +1,866 +0.5%
Invesco
5
Invesco
Georgia
$4.52M +$65.5K +4,382 +2%
Morgan Stanley
6
Morgan Stanley
New York
$3.53M +$816K +54,620 +31%
Wells Fargo
7
Wells Fargo
California
$3.49M -$310K -20,714 -8%
PMG
8
Private Management Group
California
$2.84M -$1.55M -103,932 -36%
LCM
9
Leisure Capital Management
California
$2.22M +$149K +9,942 +7%
Bank of America
10
Bank of America
North Carolina
$2.14M -$93.6K -6,264 -4%
AA
11
Apriem Advisors
California
$1.56M -$4.41K -295 -0.3%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.52M -$7.17K -480 -0.5%
Cohen & Steers
13
Cohen & Steers
New York
$1.46M -$94.2K -6,306 -6%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$1.11M +$53.9K +3,606 +5%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$829K +$807K +53,969 New
TIM
16
Tortoise Investment Management
New York
$713K -$33.6K -2,250 -5%
TCM
17
Tradewinds Capital Management
Washington
$646K
IA
18
IFP Advisors
Florida
$400K +$389K +26,038 New
GWM
19
Gupta Wealth Management
California
$376K
MBT
20
Montecito Bank & Trust
California
$355K -$210K -14,023 -38%
WS
21
Wedbush Securities
California
$306K -$45.6K -3,050 -13%
HCM
22
Hollencrest Capital Management
California
$303K
NSIM
23
North Star Investment Management
Illinois
$293K
SNT
24
Security National Trust
West Virginia
$288K
DI
25
Diligent Investors
California
$264K +$29.9K +2,000 +13%

NKX Hedge Fund Activity: Q4 2015 in Review

42 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Nuveen California AMT-Free Quality Municipal Income Fund (NKX) for Q4 2015, worth a combined $61.7M — up 13% from $54.8M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new NKX positions and 3 closed out — a net gain of 3 holders — while 10 added to existing stakes and 12 trimmed.

The largest buyer was LPL Financial, adding an estimated $5.65M. The largest seller was Private Management Group, cutting an estimated $1.55M.

  • 42 institutional investors held Nuveen California AMT-Free Quality Municipal Income Fund (NKX) as of Q4 2015, up from 39 in Q3 2015.
  • Funds reported $61.7M of Nuveen California AMT-Free Quality Municipal Income Fund stock for Q4 2015, up 13% quarter-over-quarter.
  • 6 funds opened new Nuveen California AMT-Free Quality Municipal Income Fund positions in Q4 2015 and 3 closed out, a net change of +3 holders.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund buyer in Q4 2015 was LPL Financial, an estimated $5.65M added.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund seller in Q4 2015 was Private Management Group, an estimated $1.55M sold.

Based on aggregated 13F filings for Q4 2015.