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Nuveen California AMT-Free Quality Municipal Income Fund

64 hedge funds and large institutions have $80.5M invested in Nuveen California AMT-Free Quality Municipal Income Fund in 2020 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 15 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 15

0.16% more ownership

Funds ownership: 11.8%11.96% (+0.16%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 11

3% less funds holding

Funds holding: 6664 (-2)

6% less capital invested

Capital invested by funds: $85.7M → $80.5M (-$5.27M)

Holders
64
Holders Change
-2
Holders Change %
-3.03%
% of All Funds
1.41%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
19
Reduced
15
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$18.9M -$3.25M -214,837 -14%
Morgan Stanley
2
Morgan Stanley
New York
$8.04M +$886K +58,517 +11%
GC
3
Guggenheim Capital
Illinois
$7.32M -$110K -7,238 -1%
RCM
4
Rivernorth Capital Management
Florida
$6.67M +$5.1M +336,430 +251%
Wells Fargo
5
Wells Fargo
California
$4.68M +$760K +50,152 +18%
PWSG
6
Pacific Wealth Strategies Group
California
$3.96M -$165K -10,888 -4%
FFA
7
First Foundation Advisors
California
$2.68M +$141K +9,321 +5%
LCM
8
Leisure Capital Management
California
$2.41M +$3.02K +199 +0.1%
Invesco
9
Invesco
Georgia
$2.28M -$157K -10,335 -6%
AAM
10
Advisors Asset Management
Colorado
$1.79M -$60.9K -4,020 -3%
C
11
Certuity
Florida
$1.54M
EW
12
Evoke Wealth
California
$1.52M -$3.88K -256 -0.2%
Bank of America
13
Bank of America
North Carolina
$1.5M +$280K +18,467 +21%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.45M +$1.94M +128,175 New
WT
15
Whittier Trust
California
$1.35M +$37.2K +2,458 +3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.22M -$575K -37,932 -31%
KIM
17
Karpus Investment Management
New York
$1.15M -$338K -22,281 -22%
AA
18
Apriem Advisors
California
$1.04M -$439K -28,962 -28%
DADC
19
D.A. Davidson & Co
Montana
$996K +$1.07M +70,328 New
LPL Financial
20
LPL Financial
California
$727K +$101K +6,682 +15%
WS
21
Wedbush Securities
California
$660K -$434K -28,675 -38%
CC
22
Claybrook Capital
Massachusetts
$650K
CRC
23
Curi RMB Capital
Illinois
$639K +$683K +45,100 New
RJA
24
Raymond James & Associates
Florida
$603K -$144K -9,495 -18%
AA
25
AQR Arbitrage
Connecticut
$474K +$507K +33,474 New

NKX Hedge Fund Activity: Q1 2020 in Review

64 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in Nuveen California AMT-Free Quality Municipal Income Fund (NKX) for Q1 2020, worth a combined $80.5M — down 6.1% from $85.7M a quarter earlier.

Fund positioning in NKX was balanced in Q1 2020: 11 funds opened new positions, 11 closed out, 19 added to existing stakes and 15 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $5.1M. The largest seller was UBS Group, cutting an estimated $3.25M.

  • 64 institutional investors held Nuveen California AMT-Free Quality Municipal Income Fund (NKX) as of Q1 2020, down from 66 in Q4 2019.
  • Funds reported $80.5M of Nuveen California AMT-Free Quality Municipal Income Fund stock for Q1 2020, down 6.1% quarter-over-quarter.
  • 11 funds opened new Nuveen California AMT-Free Quality Municipal Income Fund positions in Q1 2020 and 11 closed out, a net change of 0 holders.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund buyer in Q1 2020 was Rivernorth Capital Management, an estimated $5.1M added.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund seller in Q1 2020 was UBS Group, an estimated $3.25M sold.

Based on aggregated 13F filings for Q1 2020.