We are live on ! Find out more
NKX icon

Nuveen California AMT-Free Quality Municipal Income Fund

39 hedge funds and large institutions have $44M invested in Nuveen California AMT-Free Quality Municipal Income Fund in 2014 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 9

18% more capital invested

Capital invested by funds: $37.5M → $44M (+$6.56M)

0.56% more ownership

Funds ownership: 7.35%7.91% (+0.56%)

7% less funds holding

Funds holding: 4239 (-3)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

Holders
39
Holders Change
-3
Holders Change %
-7.14%
% of All Funds
1.13%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
11
Reduced
9
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$8.42M +$2.7M +209,398 +49%
GC
2
Guggenheim Capital
Illinois
$5.28M +$564K +43,813 +12%
PMG
3
Private Management Group
California
$4.96M -$10.6K -825 -0.2%
Wells Fargo
4
Wells Fargo
California
$3.15M +$460K +35,698 +18%
Invesco
5
Invesco
Georgia
$3.06M +$159K +12,356 +6%
U
6
UBS
Switzerland
$2.8M +$384K +29,853 +16%
LPL Financial
7
LPL Financial
California
$2.58M +$1.04M +80,653 +71%
Cohen & Steers
8
Cohen & Steers
New York
$1.66M +$1.6M +124,426 New
GEM
9
Global Endowment Management
North Carolina
$1.56M
AQR Capital Management
10
AQR Capital Management
Connecticut
$1.4M +$219K +16,981 +19%
WA
11
Whitebox Advisors
Minnesota
$1.33M
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$1.31M +$18.9K +1,470 +2%
AAM
13
Advisors Asset Management
Colorado
$1.18M +$228K +17,719 +25%
AA
14
Apriem Advisors
California
$1.17M -$8.33K -647 -0.7%
Morgan Stanley
15
Morgan Stanley
New York
$814K -$7.6K -590 -1%
Bank of America
16
Bank of America
North Carolina
$595K -$149K -11,543 -20%
MBT
17
Montecito Bank & Trust
California
$430K -$33.4K -2,595 -7%
TCM
18
Tradewinds Capital Management
Washington
$291K
HK
19
Horizon Kinetics
New York
$200K -$51.3K -3,985 -21%
SNT
20
Security National Trust
West Virginia
$191K +$185K +14,366 New
KIM
21
Karpus Investment Management
New York
$186K +$180K +14,000 New
WS
22
Wedbush Securities
California
$161K -$97.7K -7,589 -39%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$159K +$40.1K +3,116 +35%
CAN
24
Cetera Advisor Networks
California
$158K
SCM
25
Stonebridge Capital Management
California
$158K

NKX Hedge Fund Activity: Q1 2014 in Review

39 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Nuveen California AMT-Free Quality Municipal Income Fund (NKX) for Q1 2014, worth a combined $44M — up 18% from $37.5M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of NKX and 7 opened new positions — a net loss of 3 holders — while 9 trimmed existing stakes and 11 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $2.7M. The largest seller was Mariner Investment Group, exiting entirely with an estimated $1.21M sold.

  • 39 institutional investors held Nuveen California AMT-Free Quality Municipal Income Fund (NKX) as of Q1 2014, down from 42 in Q4 2013.
  • Funds reported $44M of Nuveen California AMT-Free Quality Municipal Income Fund stock for Q1 2014, up 18% quarter-over-quarter.
  • 7 funds opened new Nuveen California AMT-Free Quality Municipal Income Fund positions in Q1 2014 and 10 closed out, a net change of -3 holders.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund buyer in Q1 2014 was Rivernorth Capital Management, an estimated $2.7M added.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund seller in Q1 2014 was Mariner Investment Group, an estimated $1.21M sold.

Based on aggregated 13F filings for Q1 2014.