Mariner Investment Group’s Nuveen California AMT-Free Quality Municipal Income Fund NKX Stock Holding History

Mariner Investment Group’s Portfolio NKX Stock Details NKX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-54,299	Closed	-$821K	–	87
2019 Q3	$821K	Sell	54,299 -36,608	-40%	-$553K	1.28%	23
2019 Q2	$1.33M	Sell	90,907 -10,629	-10%	-$151K	2.34%	14
2019 Q1	$1.41M	Hold	101,536	–	–	1.91%	21
2018 Q4	$1.29M	Buy	101,536 +26,536	+35%	+$335K	1.8%	15
2018 Q3	$965K	Hold	75,000	–	–	1.96%	20
2018 Q2	$1.02M	Buy	+75,000	New	+$1.01M	2.19%	13
2014 Q1	–	Sell	-99,718	Closed	-$1.21M	–	308
2013 Q4	$1.21M	Buy	+99,718	New	+$1.22M	0.18%	100

Other funds holding NKX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PWSG

Pacific Wealth Strategies Group Santa Barbara, California $174M AUM 21.47% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LCM

Leisure Capital Management Costa Mesa, California $320M AUM 39.11% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Mariner Investment Group's NKX Position: Q4 2019 in Review

Mariner Investment Group sold out of Nuveen California AMT-Free Quality Municipal Income Fund (NKX) in Q4 2019, closing a stake of 54,299 shares — an estimated $821K sold.

Mariner Investment Group first reported a position in NKX in Q4 2013 and held it in 7 quarters. The position peaked at $1.41M in Q1 2019. 66 funds tracked by Wall St. Rank hold NKX as of Q4 2019.

Mariner Investment Group reported no remaining Nuveen California AMT-Free Quality Municipal Income Fund position as of Q4 2019 after selling out during the quarter.
Mariner Investment Group sold 54,299 Nuveen California AMT-Free Quality Municipal Income Fund shares in Q4 2019, an estimated $821K.
Mariner Investment Group first reported a position in Nuveen California AMT-Free Quality Municipal Income Fund in Q4 2013 and held it in 7 quarters.
Mariner Investment Group's Nuveen California AMT-Free Quality Municipal Income Fund position peaked at $1.41M in Q1 2019.
66 funds tracked by Wall St. Rank held Nuveen California AMT-Free Quality Municipal Income Fund as of Q4 2019.

Based on Mariner Investment Group's 13F filing for Q4 2019, filed 11 Feb 2020.