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Nuveen California AMT-Free Quality Municipal Income Fund

45 hedge funds and large institutions have $62M invested in Nuveen California AMT-Free Quality Municipal Income Fund in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

7% more funds holding

Funds holding: 4245 (+3)

0% more capital invested

Capital invested by funds: $61.7M → $62M (+$219K)

0.7% less ownership

Funds ownership: 9.59%8.89% (-0.7%)

53% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 15

Holders
45
Holders Change
+3
Holders Change %
+7.14%
% of All Funds
1.2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
7
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$11.4M -$354K -22,571 -3%
UBS Group
2
UBS Group
Switzerland
$7.11M -$1.21M -76,895 -15%
GC
3
Guggenheim Capital
Illinois
$6.45M +$409K +26,059 +7%
AAM
4
Advisors Asset Management
Colorado
$6.21M +$547K +34,834 +10%
Invesco
5
Invesco
Georgia
$4.34M -$359K -22,901 -8%
Morgan Stanley
6
Morgan Stanley
New York
$4.08M +$395K +25,198 +11%
Wells Fargo
7
Wells Fargo
California
$3.64M +$1.38K +88 +0%
LCM
8
Leisure Capital Management
California
$2.34M -$2.27M -144,366 Closed
Bank of America
9
Bank of America
North Carolina
$2.26M +$24.6K +1,566 +1%
AA
10
Apriem Advisors
California
$1.6M -$29K -1,849 -2%
PMG
11
Private Management Group
California
$1.57M -$1.36M -86,935 -47%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.53M -$49.2K -3,134 -3%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$1.11M -$37.6K -2,399 -3%
WT
14
Whittier Trust
California
$739K +$628K +40,000 +654%
Cohen & Steers
15
Cohen & Steers
New York
$735K -$767K -48,912 -52%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$724K -$138K -8,800 -16%
TCM
17
Tradewinds Capital Management
Washington
$673K
TIM
18
Tortoise Investment Management
New York
$516K -$223K -14,202 -31%
GWM
19
Gupta Wealth Management
California
$392K
MBT
20
Montecito Bank & Trust
California
$338K -$31.4K -2,000 -9%
WS
21
Wedbush Securities
California
$313K -$6.28K -400 -2%
NSIM
22
North Star Investment Management
Illinois
$306K
SNT
23
Security National Trust
West Virginia
$301K
VHAM
24
Van Hulzen Asset Management
California
$277K +$271K +17,270 New
DI
25
Diligent Investors
California
$276K

NKX Hedge Fund Activity: Q1 2016 in Review

45 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Nuveen California AMT-Free Quality Municipal Income Fund (NKX) for Q1 2016, worth a combined $62M — up 0.35% from $61.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new NKX positions and 4 closed out — a net gain of 3 holders — while 7 added to existing stakes and 15 trimmed.

The largest buyer was Whittier Trust, adding an estimated $628K. The largest seller was Leisure Capital Management, exiting entirely with an estimated $2.27M sold.

  • 45 institutional investors held Nuveen California AMT-Free Quality Municipal Income Fund (NKX) as of Q1 2016, up from 42 in Q4 2015.
  • Funds reported $62M of Nuveen California AMT-Free Quality Municipal Income Fund stock for Q1 2016, up 0.35% quarter-over-quarter.
  • 7 funds opened new Nuveen California AMT-Free Quality Municipal Income Fund positions in Q1 2016 and 4 closed out, a net change of +3 holders.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund buyer in Q1 2016 was Whittier Trust, an estimated $628K added.
  • The largest Nuveen California AMT-Free Quality Municipal Income Fund seller in Q1 2016 was Leisure Capital Management, an estimated $2.27M sold.

Based on aggregated 13F filings for Q1 2016.