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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$294M
AUM Growth
-$1.55M
Cap. Flow
+$9.12M
Cap. Flow %
3.1%
Top 10 Hldgs %
53.95%
Holding
132
New
25
Increased
29
Reduced
47
Closed
17

Top Buys

1
SJB icon
ProShares Short High Yield
SJB
+$12.2M
2
FSCO
FS Credit Opportunities Corp
FSCO
+$10.1M
3
FSSL
FS Specialty Lending Fund
FSSL
+$9.88M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$7.54M
5
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
+$5.38M

Top Sells

1
BPRE
Bluerock Private Real Estate Fund
BPRE
+$8.2M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$6.65M
3
NBXG
Neuberger Next Generation Connectivity Fund Inc
NBXG
+$5.95M
4
RA
Brookfield Real Assets Income Fund
RA
+$5.64M
5
STEW
SRH Total Return Fund
STEW
+$4.88M

Sector Composition

1 Financials 14.66%
2 Communication Services 0.06%
3 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADX icon
101
Adams Diversified Equity Fund
ADX
$3.18B
$6.87K ﹤0.01%
314
+6
+2% +$138
RVT icon
102
Royce Value Trust
RVT
$2.19B
$6.68K ﹤0.01%
402
+7
+2% +$122
TY icon
103
TRI-Continental Corp
TY
$1.86B
$6.17K ﹤0.01%
195
+1
+0.5% +$33
BDJ icon
104
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$6.15K ﹤0.01%
714
+14
+2% +$131
GAB icon
105
Gabelli Equity Trust
GAB
$1.75B
$6.15K ﹤0.01%
1,098
+28
+3% +$168
QQQX icon
106
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.45B
$6.01K ﹤0.01%
225
+4
+2% +$111
JCE icon
107
Nuveen Core Equity Alpha Fund
JCE
$276M
$5.81K ﹤0.01%
393
– –
RAAQW
108
DELISTED
Real Asset Acquisition Corp Warrants
RAAQW
$5.54K ﹤0.01%
+4,166
New +$4.17K
ASG
109
Liberty All-Star Growth Fund
ASG
$328M
$5.35K ﹤0.01%
1,127
+50
+5% +$257
AEF
110
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$4.86K ﹤0.01%
667
-1,457
-69% -$11.4K
USA icon
111
Liberty All-Star Equity Fund
USA
$1.77B
$4.84K ﹤0.01%
871
+48
+6% +$287
PCTTW
112
PureCycle Technologies Inc Warrant
PCTTW
$11.3M
$4.09K ﹤0.01%
5,457
– –
KRSP.WS
113
Rice Acquisition Corp Warrants
KRSP.WS
$3.89K ﹤0.01%
+4,858
New +$4.11K
ZTR
114
Virtus Total Return Fund
ZTR
$340M
$3.03K ﹤0.01%
457
+10
+2% +$66
NXDT
115
NexPoint Diversified Real Estate Trust
NXDT
$291M
$1.33K ﹤0.01%
285
+9
+3% +$40
AOD
116
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
– –
-590
Closed -$5.75K
CMU
117
DELISTED
MFS High Yield Municipal Trust
CMU
– –
-558,611
Closed -$1.96M
DIAX
118
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
– –
-183,190
Closed -$2.8M
DMB
119
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$202M
– –
-23,503
Closed -$258K
ECC
120
Eagle Point Credit Company
ECC
$489M
– –
-124,736
Closed -$718K
FMN
121
Federated Hermes Premier Municipal Income Fund
FMN
$89.1M
– –
-29,727
Closed -$330K
GF
122
New Germany Fund
GF
$182M
– –
-689
Closed -$7.87K
GNT
123
GAMCO Natural Resources, Gold & Income Trust
GNT
$137M
– –
-90,459
Closed -$674K
IIF
124
Morgan Stanley India Investment Fund
IIF
$218M
– –
-391
Closed -$9.77K
JQC icon
125
Nuveen Credit Strategies Income Fund
JQC
$702M
– –
-531,122
Closed -$2.67M
2 3 4
5
6

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Thomas J. Herzfeld Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Thomas J. Herzfeld Advisors held 132 positions worth $294M, down 0.53% from $296M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Thomas J. Herzfeld Advisors deployed $9.12M of net new capital in Q1 2026, opening 25 new positions and adding to 29 existing holdings. Its largest new stake was ProShares Short High Yield: 796,652 shares worth $12.3M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 18% a quarter earlier, followed by Communication Services and Materials.

On the sell side, the largest reduction was Bluerock Private Real Estate Fund, an estimated $8.2M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q1 2026 buy was ProShares Short High Yield: 796,652 shares worth $12.3M.
  • Thomas J. Herzfeld Advisors added most to FS Credit Opportunities Corp in Q1 2026, an estimated $10.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2026 reduction was Bluerock Private Real Estate Fund, cutting an estimated $8.2M.
  • Thomas J. Herzfeld Advisors fully exited Neuberger Next Generation Connectivity Fund Inc in Q1 2026, selling an estimated $5.95M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 54% of its $294M portfolio in Q1 2026.
  • Thomas J. Herzfeld Advisors opened 25 new positions and closed 17 in Q1 2026.
  • Thomas J. Herzfeld Advisors's portfolio value fell 0.53% quarter-over-quarter to $294M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2026, filed 12 May 2026.