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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$294M
AUM Growth
-$1.55M
Cap. Flow
+$9.12M
Cap. Flow %
3.1%
Top 10 Hldgs %
53.95%
Holding
132
New
25
Increased
29
Reduced
47
Closed
17

Top Buys

1
SJB icon
ProShares Short High Yield
SJB
+$12.2M
2
FSCO
FS Credit Opportunities Corp
FSCO
+$10.1M
3
FSSL
FS Specialty Lending Fund
FSSL
+$9.88M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$7.54M
5
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
+$5.38M

Top Sells

1
BPRE
Bluerock Private Real Estate Fund
BPRE
+$8.2M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$6.65M
3
NBXG
Neuberger Next Generation Connectivity Fund Inc
NBXG
+$5.95M
4
RA
Brookfield Real Assets Income Fund
RA
+$5.64M
5
STEW
SRH Total Return Fund
STEW
+$4.88M

Sector Composition

1 Financials 14.66%
2 Communication Services 0.06%
3 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGX
51
Blackstone Long-Short Credit Income Fund
BGX
$136M
$1.28M 0.44%
117,867
-115,183
-49% -$1.29M
DMO
52
Western Asset Mortgage Opportunity Fund
DMO
$122M
$1.24M 0.42%
114,887
-6,965
-6% -$76.8K
PVI icon
53
Invesco Floating Rate Municipal Income ETF
PVI
$34.8M
$1.22M 0.42%
+49,141
New +$1.22M
MSD
54
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$1.21M 0.41%
172,416
-150,477
-47% -$1.14M
BTT icon
55
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$1.11M 0.38%
49,066
-619
-1% -$14.1K
XFLT
56
XAI Floating Rate & Alternative Income Trust
XFLT
$261M
$1.02M 0.35%
59,545
-68,071
-53% -$1.34M
DSM
57
BNY Mellon Strategic Municipal Bond Fund
DSM
$299M
$991K 0.34%
164,932
-176,159
-52% -$1.08M
PDO
58
PIMCO Dynamic Income Opportunities Fund
PDO
$1.88B
$863K 0.29%
66,751
-278,681
-81% -$3.82M
EDD
59
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$376M
$692K 0.24%
136,584
+135,399
+11,426% +$778K
PCQ
60
Pimco California Municipal Income Fund
PCQ
$168M
$680K 0.23%
79,226
-141,975
-64% -$1.26M
EMD
61
Western Asset Emerging Markets Debt Fund
EMD
$619M
$672K 0.23%
68,384
+66,830
+4,301% +$717K
MMD
62
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$288M
$659K 0.22%
44,396
-52,830
-54% -$808K
GLD icon
63
SPDR Gold Trust
GLD
$130B
$602K 0.2%
1,398
– –
PNI
64
PIMCO New York Municipal Income Fund II
PNI
$78.2M
$515K 0.18%
+75,124
New +$525K
CCIF
65
Carlyle Credit Income Fund
CCIF
$59.4M
$405K 0.14%
126,239
-74,874
-37% -$292K
CEF icon
66
Sprott Physical Gold and Silver Trust
CEF
$7.3B
$382K 0.13%
+8,000
New +$409K
NSLR
67
Neostellar Capital Corp
NSLR
$270M
$348K 0.12%
+32,518
New +$312K
MFM
68
Aberdeen Municipal Income Fund
MFM
$230M
$333K 0.11%
61,837
-75,638
-55% -$413K
CXE
69
DELISTED
MFS High Income Municipal Trust
CXE
$328K 0.11%
88,443
-78,253
-47% -$296K
SPY icon
70
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$254K 0.09%
390
– –
CXH
71
DELISTED
MFS Investment Grade Municipal Trust
CXH
$187K 0.06%
23,409
-219,017
-90% -$1.78M
HQL
72
abrdn Life Sciences Investors
HQL
$600M
$180K 0.06%
+11,076
New +$185K
DTF
73
DTF Tax-Free Income 2028 Term Fund
DTF
$80.8M
$156K 0.05%
+13,654
New +$156K
QQQ icon
74
Invesco QQQ Trust
QQQ
$466B
$156K 0.05%
270
– –
NFLX icon
75
Netflix
NFLX
$290B
$96.2K 0.03%
1,000
– –
1 2
3
4 5

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Thomas J. Herzfeld Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Thomas J. Herzfeld Advisors held 132 positions worth $294M, down 0.53% from $296M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Thomas J. Herzfeld Advisors deployed $9.12M of net new capital in Q1 2026, opening 25 new positions and adding to 29 existing holdings. Its largest new stake was ProShares Short High Yield: 796,652 shares worth $12.3M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 18% a quarter earlier, followed by Communication Services and Materials.

On the sell side, the largest reduction was Bluerock Private Real Estate Fund, an estimated $8.2M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q1 2026 buy was ProShares Short High Yield: 796,652 shares worth $12.3M.
  • Thomas J. Herzfeld Advisors added most to FS Credit Opportunities Corp in Q1 2026, an estimated $10.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2026 reduction was Bluerock Private Real Estate Fund, cutting an estimated $8.2M.
  • Thomas J. Herzfeld Advisors fully exited Neuberger Next Generation Connectivity Fund Inc in Q1 2026, selling an estimated $5.95M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 54% of its $294M portfolio in Q1 2026.
  • Thomas J. Herzfeld Advisors opened 25 new positions and closed 17 in Q1 2026.
  • Thomas J. Herzfeld Advisors's portfolio value fell 0.53% quarter-over-quarter to $294M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2026, filed 12 May 2026.