We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$294M
AUM Growth
-$1.55M
Cap. Flow
+$9.12M
Cap. Flow %
3.1%
Top 10 Hldgs %
53.95%
Holding
132
New
25
Increased
29
Reduced
47
Closed
17

Top Buys

1
SJB icon
ProShares Short High Yield
SJB
+$12.2M
2
FSCO
FS Credit Opportunities Corp
FSCO
+$10.1M
3
FSSL
FS Specialty Lending Fund
FSSL
+$9.88M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$7.54M
5
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
+$5.38M

Top Sells

1
BPRE
Bluerock Private Real Estate Fund
BPRE
+$8.2M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$6.65M
3
NBXG
Neuberger Next Generation Connectivity Fund Inc
NBXG
+$5.95M
4
RA
Brookfield Real Assets Income Fund
RA
+$5.64M
5
STEW
SRH Total Return Fund
STEW
+$4.88M

Sector Composition

1 Financials 14.66%
2 Communication Services 0.06%
3 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFMZ
26
RiverNorth Flexible Municipal Income Fund II
RFMZ
$329M
$2.9M 0.99%
229,634
-89,852
-28% -$1.16M
TWN
27
Taiwan Fund
TWN
$495M
$2.73M 0.93%
41,499
-41,167
-50% -$2.48M
PDI icon
28
PIMCO Dynamic Income Fund
PDI
$7.55B
$2.65M 0.9%
154,860
+2,008
+1% +$36.2K
QID icon
29
ProShares UltraShort QQQ
QID
$272M
$2.63M 0.9%
+116,263
New +$2.41M
BCX icon
30
BlackRock Resources & Commodities Strategy Trust
BCX
$868M
$2.61M 0.89%
+216,752
New +$2.67M
STK
31
Columbia Seligman Premium Technology Growth Fund
STK
$869M
$2.51M 0.85%
66,224
+60,390
+1,035% +$2.38M
FINS
32
Angel Oak Financial Strategies Income Term Trust
FINS
$423M
$2.47M 0.84%
193,430
-23,083
-11% -$301K
SPXX icon
33
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$334M
$2.4M 0.81%
+149,092
New +$2.61M
BSMQ icon
34
Invesco BulletShares 2026 Municipal Bond ETF
BSMQ
$283M
$2.32M 0.79%
+98,083
New +$2.32M
BSMR icon
35
Invesco BulletShares 2027 Municipal Bond ETF
BSMR
$345M
$2.28M 0.77%
+96,212
New +$2.28M
DXYZ
36
Destiny Tech100
DXYZ
$791M
$2.22M 0.75%
+82,806
New +$2.39M
FUMB icon
37
First Trust Ultra Short Duration Municipal ETF
FUMB
$245M
$2.2M 0.75%
+109,973
New +$2.21M
OXLC
38
Oxford Lane Capital
OXLC
$856M
$2.18M 0.74%
222,539
-176,927
-44% -$1.95M
LDP icon
39
Cohen & Steers Duration Preferred & Income Fund
LDP
$611M
$2.07M 0.7%
103,791
-20,247
-16% -$425K
MEGI
40
MainStay CBRE Global Infrastructure Megatrends Term Fund
MEGI
$807M
$1.92M 0.65%
130,723
+17,230
+15% +$252K
GAM
41
General American Investors Company
GAM
$1.54B
$1.91M 0.65%
32,661
+32,537
+26,240% +$1.97M
BTX
42
BlackRock Technology and Private Equity Term Trust
BTX
$935M
$1.85M 0.63%
280,753
-262,442
-48% -$1.74M
STEW
43
SRH Total Return Fund
STEW
$1.76B
$1.84M 0.63%
107,778
-274,227
-72% -$4.88M
BSTZ icon
44
BlackRock Science and Technology Term Trust
BSTZ
$1.9B
$1.83M 0.62%
82,672
-132,504
-62% -$2.97M
SDHY
45
PGIM Short Duration High Yield Opportunities Fund
SDHY
$392M
$1.82M 0.62%
113,577
-216,376
-66% -$3.55M
CET
46
Central Securities Corp
CET
$1.55B
$1.81M 0.62%
36,505
-18,064
-33% -$929K
TBLD
47
Thornburg Income Builder Opportunities Trust
TBLD
$707M
$1.47M 0.5%
69,502
-162,255
-70% -$3.46M
CEFS icon
48
Saba Closed-End Funds ETF
CEFS
$424M
$1.46M 0.5%
64,610
-19,411
-23% -$447K
GDV icon
49
Gabelli Dividend & Income Trust
GDV
$2.59B
$1.38M 0.47%
51,278
-16,813
-25% -$474K
JLS icon
50
Nuveen Mortgage and Income Fund
JLS
$96.1M
$1.32M 0.45%
72,639
-8,081
-10% -$148K
1
2
3 4 5

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Thomas J. Herzfeld Advisors held 132 positions worth $294M, down 0.53% from $296M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Thomas J. Herzfeld Advisors deployed $9.12M of net new capital in Q1 2026, opening 25 new positions and adding to 29 existing holdings. Its largest new stake was ProShares Short High Yield: 796,652 shares worth $12.3M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 18% a quarter earlier, followed by Communication Services and Materials.

On the sell side, the largest reduction was Bluerock Private Real Estate Fund, an estimated $8.2M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q1 2026 buy was ProShares Short High Yield: 796,652 shares worth $12.3M.
  • Thomas J. Herzfeld Advisors added most to FS Credit Opportunities Corp in Q1 2026, an estimated $10.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2026 reduction was Bluerock Private Real Estate Fund, cutting an estimated $8.2M.
  • Thomas J. Herzfeld Advisors fully exited Neuberger Next Generation Connectivity Fund Inc in Q1 2026, selling an estimated $5.95M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 54% of its $294M portfolio in Q1 2026.
  • Thomas J. Herzfeld Advisors opened 25 new positions and closed 17 in Q1 2026.
  • Thomas J. Herzfeld Advisors's portfolio value fell 0.53% quarter-over-quarter to $294M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2026, filed 12 May 2026.