Thomas J. Herzfeld Advisors’s Are Dynamic Credit Allocation Fund ARDC Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio ARDC Stock Details ARDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-109,363	Closed	-$1.63M	–	238
2019 Q3	$1.63M	Buy	109,363 +1,701	+2%	+$25.7K	0.6%	37
2019 Q2	$1.63M	Buy	107,662 +2,930	+3%	+$44.3K	0.62%	40
2019 Q1	$1.55M	Buy	104,732 +22,862	+28%	+$336K	0.57%	49
2018 Q4	$1.13M	Buy	81,870 +16,716	+26%	+$248K	0.45%	56
2018 Q3	$1.01M	Buy	65,154 +27,173	+72%	+$432K	0.36%	66
2018 Q2	$611K	Buy	+37,981	New	+$621K	0.22%	81
2017 Q4	–	Sell	-10,696	Closed	-$175K	–	311
2017 Q3	$175K	Buy	10,696 +1,000	+10%	+$16.3K	0.08%	107
2017 Q2	$159K	Buy	9,696 +3,100	+47%	+$50.1K	0.07%	114
2017 Q1	$106K	Hold	6,596	–	–	0.05%	157
2016 Q4	$99K	Buy	6,596 +5,000	+313%	+$73.5K	0.05%	158
2016 Q3	$24K	Hold	1,596	–	–	0.01%	249
2016 Q2	$22K	Hold	1,596	–	–	0.01%	264
2016 Q1	$21K	Hold	1,596	–	–	0.01%	289
2015 Q4	$21K	Hold	1,596	–	–	0.01%	277
2015 Q3	$22K	Buy	+1,596	New	+$23.7K	0.01%	273

Other funds holding ARDC

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Thomas J. Herzfeld Advisors's ARDC Position: Q4 2019 in Review

Thomas J. Herzfeld Advisors sold out of Are Dynamic Credit Allocation Fund (ARDC) in Q4 2019, closing a stake of 109,363 shares — an estimated $1.63M sold.

Thomas J. Herzfeld Advisors first reported a position in ARDC in Q3 2015 and held it in 15 quarters. The position peaked at $1.63M in Q3 2019. 55 funds tracked by Wall St. Rank hold ARDC as of Q4 2019.

Thomas J. Herzfeld Advisors reported no remaining Are Dynamic Credit Allocation Fund position as of Q4 2019 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 109,363 Are Dynamic Credit Allocation Fund shares in Q4 2019, an estimated $1.63M.
Thomas J. Herzfeld Advisors first reported a position in Are Dynamic Credit Allocation Fund in Q3 2015 and held it in 15 quarters.
Thomas J. Herzfeld Advisors's Are Dynamic Credit Allocation Fund position peaked at $1.63M in Q3 2019.
55 funds tracked by Wall St. Rank held Are Dynamic Credit Allocation Fund as of Q4 2019.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.