ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

56 hedge funds and large institutions have $107M invested in Are Dynamic Credit Allocation Fund in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
–
Holders Change %
0%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
17
Reduced
15
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
$4.95M
2
Cohen & Steers
Cohen & Steers
New York
$6.17M
3
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
$1.55M
4
PPA
Parametric Portfolio Associates
Washington
$15.6M
5
First Trust Advisors
First Trust Advisors
Illinois
$4.82M

Top Sellers

1
AAM
Advisors Asset Management
Colorado
$8.77M
2
WAM
Wolverine Asset Management
Illinois
$51K
3
SFS
Shaker Financial Services
Virginia
$2.6M
4
6M
6 Meridian
Kansas
$0
5
Morgan Stanley
Morgan Stanley
New York
$3.42M
Name Holding Trade Value Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$15.6M +$402K +26,970 +3%
UBS Group
2
UBS Group
Switzerland
$14.3M -$336K -22,556 -2%
AAM
3
Advisors Asset Management
Colorado
$8.77M -$2.36M -158,514 -21%
Wells Fargo
4
Wells Fargo
California
$6.96M +$191K +12,813 +3%
Cohen & Steers
5
Cohen & Steers
New York
$6.17M +$1.34M +90,158 +28%
Bank of America
6
Bank of America
North Carolina
$5.86M +$134 +9 +0%
Invesco
7
Invesco
Georgia
$5.5M -$110K -7,370 -2%
GC
8
Guggenheim Capital
Illinois
$5.35M -$13.8K -929 -0.3%
SIA
9
Sit Investment Associates
Minnesota
$4.95M +$1.76M +118,151 +55%
First Trust Advisors
10
First Trust Advisors
Illinois
$4.82M +$387K +25,951 +9%
Morgan Stanley
11
Morgan Stanley
New York
$3.42M -$504K -33,836 -13%
SFS
12
Shaker Financial Services
Virginia
$2.6M -$717K -48,126 -22%
CIA
13
Capital Investment Advisors
Georgia
$2.41M +$271K +18,188 +13%
SCM
14
Saba Capital Management
New York
$2.19M – – –
BlackRock
15
BlackRock
New York
$1.88M – – –
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$1.63M +$25.4K +1,701 +2%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.62M +$181K +12,137 +13%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$1.55M +$417K +27,988 +37%
RCM
19
Robinson Capital Management
Michigan
$1.51M – – –
Stifel Financial
20
Stifel Financial
Missouri
$1.27M -$58.8K -3,960 -4%
AG
21
Advisor Group
Arizona
$1.2M +$47.7K +3,202 +4%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$1.19M +$42K +2,816 +4%
9WM
23
9258 Wealth Management
Ohio
$658K -$969 -65 -0.1%
RJA
24
Raymond James & Associates
Florida
$613K -$69.2K -4,639 -10%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$576K – – –
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