ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

42 hedge funds and large institutions have $93.7M invested in Are Dynamic Credit Allocation Fund in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 7 closing their positions.

Holders
42
Holders Change
–
Holders Change %
0%
% of All Funds
1.05%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
7
Increased
16
Reduced
14
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Laurion Capital Management
New York
$9.74M
2
COLIM
2
City of London Investment Management
United Kingdom
$2.77M
3
SFS
3
Shaker Financial Services
Virginia
$4.32M
4
SIA
4
Sit Investment Associates
Minnesota
$1.89M
5
AAM
5
Advisors Asset Management
Colorado
$2.09M

Top Sellers

1
Kovitz Investment Group Partners
1
Kovitz Investment Group Partners
Illinois
$0
2
RCM
2
Rivernorth Capital Management
Florida
$12.8M
3
YMRC
3
Yorktown Management & Research Company
Virginia
$0
4
MC
4
Matisse Capital
Oregon
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$3.71M
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$17.6M 1,165,531 -41,315 -3%
RCM
2
Rivernorth Capital Management
Florida
$12.8M 850,414 -189,483 -18%
LCM
3
Laurion Capital Management
New York
$9.74M 645,666 +288,662 +81%
Bessemer Group
4
Bessemer Group
New Jersey
$8.46M 560,715 – –
SFS
5
Shaker Financial Services
Virginia
$4.32M 286,583 +137,838 +93%
Cohen & Steers
6
Cohen & Steers
New York
$3.89M 257,623 -39,208 -13%
MIG
7
Mariner Investment Group
New York
$3.8M 252,000 -30,126 -11%
Morgan Stanley
8
Morgan Stanley
New York
$3.71M 246,159 -101,280 -29%
RJA
9
Raymond James & Associates
Florida
$2.82M 186,932 -42,973 -19%
COLIM
10
City of London Investment Management
United Kingdom
$2.77M 183,827 +143,272 +353%
RCM
11
Robinson Capital Management
Michigan
$2.73M 180,928 +4,195 +2%
GC
12
Guggenheim Capital
Illinois
$2.52M 166,932 -16,030 -9%
Invesco
13
Invesco
Georgia
$2.5M 165,432 +74,101 +81%
AAM
14
Advisors Asset Management
Colorado
$2.09M 138,778 +110,075 +383%
Bank of America
15
Bank of America
North Carolina
$2.06M 136,925 +11,769 +9%
SIA
16
Sit Investment Associates
Minnesota
$1.89M 125,348 +125,348 New
First Trust Advisors
17
First Trust Advisors
Illinois
$1.79M 118,661 +32,631 +38%
CRC
18
Curi RMB Capital
Illinois
$1.37M 90,876 +40,705 +81%
Wells Fargo
19
Wells Fargo
California
$838K 55,533 +5,914 +12%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$762K 50,556 +43,776 +646%
AA
21
AQR Arbitrage
Connecticut
$610K 40,474 -23,897 -37%
Stifel Financial
22
Stifel Financial
Missouri
$599K 39,870 -5,083 -11%
Citigroup
23
Citigroup
New York
$559K 37,099 -2 -0%
AG
24
Advisor Group
Arizona
$526K 34,865 +4,950 +17%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$503K 33,338 -4,039 -11%
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