ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

60 hedge funds and large institutions have $120M invested in Are Dynamic Credit Allocation Fund in 2019 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
-3
Holders Change %
-4.76%
% of All Funds
1.3%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
21
Reduced
19
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cohen & Steers
Cohen & Steers
New York
+$1.35M
2
SIA
Sit Investment Associates
Minnesota
+$1.08M
3
UBS Group
UBS Group
Switzerland
+$705K
4
PPA
Parametric Portfolio Associates
Washington
+$652K
5
CWM
Cornerstone Wealth Management
Missouri
+$523K

Top Sellers

1
Invesco
Invesco
Georgia
-$2.97M
2
AAM
Advisors Asset Management
Colorado
-$2.7M
3
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
-$1.6M
4
RCM
Rivernorth Capital Management
Florida
-$1.13M
5
CRC
Curi RMB Capital
Illinois
-$1.02M
Name Holding Trade Value Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$14.6M +$652K +43,943 +5%
UBS Group
2
UBS Group
Switzerland
$14.5M +$705K +47,519 +5%
AAM
3
Advisors Asset Management
Colorado
$11.3M -$2.7M -181,727 -19%
RCM
4
Rivernorth Capital Management
Florida
$8.64M -$1.13M -75,815 -12%
Bank of America
5
Bank of America
North Carolina
$6.59M -$86.9K -5,855 -1%
Wells Fargo
6
Wells Fargo
California
$5.96M +$331K +22,329 +6%
Invesco
7
Invesco
Georgia
$5.95M -$2.97M -200,149 -33%
GC
8
Guggenheim Capital
Illinois
$5.45M -$109K -7,317 -2%
First Trust Advisors
9
First Trust Advisors
Illinois
$4.39M +$276K +18,589 +7%
Morgan Stanley
10
Morgan Stanley
New York
$4.19M +$280K +18,895 +7%
SFS
11
Shaker Financial Services
Virginia
$3.58M -$295K -19,914 -8%
COLIM
12
City of London Investment Management
United Kingdom
$3.09M +$125K +8,407 +4%
Cohen & Steers
13
Cohen & Steers
New York
$2.92M +$1.35M +91,176 +87%
CRC
14
Curi RMB Capital
Illinois
$2.66M -$1.02M -68,834 -28%
SCM
15
Saba Capital Management
New York
$2.18M – – –
CIA
16
Capital Investment Advisors
Georgia
$2.06M +$82.7K +5,569 +4%
BlackRock
17
BlackRock
New York
$1.87M +$227K +15,262 +14%
WAM
18
Wolverine Asset Management
Illinois
$1.72M -$39.8K -2,682 -2%
Stifel Financial
19
Stifel Financial
Missouri
$1.57M -$440K -29,656 -22%
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$1.55M +$339K +22,862 +28%
RCM
21
Robinson Capital Management
Michigan
$1.47M – – –
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.43M +$67.5K +4,549 +5%
SIA
23
Sit Investment Associates
Minnesota
$1.37M +$1.08M +72,564 +363%
AG
24
Advisor Group
Arizona
$1.07M -$64K -4,311 -6%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$1M -$4.99K -336 -0.5%
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