ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

51 hedge funds and large institutions have $133M invested in Are Dynamic Credit Allocation Fund in 2018 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
+8
Holders Change %
+18.6%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
14
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$6.59M
2
Stifel Financial
Stifel Financial
Missouri
$3.51M
3
CWM
Cornerstone Wealth Management
Missouri
$1.2M
4
BlackRock
BlackRock
New York
$1.13M
5
First Trust Advisors
First Trust Advisors
Illinois
$4.18M

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
$7.12M
2
COLIM
City of London Investment Management
United Kingdom
$3.23M
3
AM
Ares Management
California
$0
4
SCM
Saba Capital Management
New York
$0
5
PPA
Parametric Portfolio Associates
Washington
$16.5M
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$18.1M +$606K +37,642 +3%
PPA
2
Parametric Portfolio Associates
Washington
$16.5M -$251K -15,591 -1%
UBS Group
3
UBS Group
Switzerland
$14M +$31.6K +1,966 +0.2%
Invesco
4
Invesco
Georgia
$11.9M +$294K +18,281 +3%
Wells Fargo
5
Wells Fargo
California
$8.35M -$251K -15,579 -3%
RCM
6
Rivernorth Capital Management
Florida
$7.12M -$2.37M -147,257 -25%
Bank of America
7
Bank of America
North Carolina
$6.63M +$175K +10,870 +3%
Morgan Stanley
8
Morgan Stanley
New York
$6.59M +$3.34M +207,743 +103%
Bessemer Group
9
Bessemer Group
New Jersey
$6.41M – – –
GC
10
Guggenheim Capital
Illinois
$5.16M +$276K +17,144 +6%
First Trust Advisors
11
First Trust Advisors
Illinois
$4.18M +$652K +40,515 +18%
LCM
12
Laurion Capital Management
New York
$3.75M +$310K +19,296 +9%
Stifel Financial
13
Stifel Financial
Missouri
$3.51M +$1.31M +81,030 +59%
COLIM
14
City of London Investment Management
United Kingdom
$3.23M -$1.45M -90,336 -31%
RCM
15
Robinson Capital Management
Michigan
$2.52M +$11.3K +700 +0.4%
CIA
16
Capital Investment Advisors
Georgia
$2.09M -$9.3K -578 -0.4%
Cohen & Steers
17
Cohen & Steers
New York
$1.88M – – –
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.54M -$97.7K -6,069 -6%
CWM
19
Cornerstone Wealth Management
Missouri
$1.2M +$1.2M +19,260 New
BlackRock
20
BlackRock
New York
$1.13M +$1.13M +70,200 New
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$1.08M – – –
AG
22
Advisor Group
Arizona
$904K – – –
RJFSA
23
Raymond James Financial Services Advisors
Florida
$673K – – –
NMC
24
Nine Masts Capital
Hong Kong
$619K +$619K +38,500 New
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$611K +$611K +37,981 New
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