ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

39 hedge funds and large institutions have $93M invested in Are Dynamic Credit Allocation Fund in 2017 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 20 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
-3
Holders Change %
-7.14%
% of All Funds
0.97%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
6
Increased
20
Reduced
8
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Kovitz Investment Group Partners
Kovitz Investment Group Partners
Illinois
$5.14M
2
Wells Fargo
Wells Fargo
California
$5.24M
3
AAM
Advisors Asset Management
Colorado
$6.14M
4
Invesco
Invesco
Georgia
$5.24M
5
COLIM
City of London Investment Management
United Kingdom
$4.89M

Top Sellers

1
LCM
Laurion Capital Management
New York
$0
2
UBS Group
UBS Group
Switzerland
$14.1M
3
SFS
Shaker Financial Services
Virginia
$161K
4
MIG
Mariner Investment Group
New York
$231K
5
SIA
Sit Investment Associates
Minnesota
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$14.1M -$4.55M -283,881 -24%
RCM
2
Rivernorth Capital Management
Florida
$13.8M +$199K +12,437 +1%
Bessemer Group
3
Bessemer Group
New Jersey
$8.17M -$811K -50,600 -9%
AAM
4
Advisors Asset Management
Colorado
$6.14M +$3.91M +244,339 +176%
Invesco
5
Invesco
Georgia
$5.24M +$2.59M +161,693 +98%
Wells Fargo
6
Wells Fargo
California
$5.24M +$4.35M +271,550 +489%
Kovitz Investment Group Partners
7
Kovitz Investment Group Partners
Illinois
$5.14M +$5.14M +320,776 New
COLIM
8
City of London Investment Management
United Kingdom
$4.89M +$1.95M +121,839 +66%
Cohen & Steers
9
Cohen & Steers
New York
$4.23M +$98.1K +6,124 +2%
Morgan Stanley
10
Morgan Stanley
New York
$4.21M +$268K +16,733 +7%
Bank of America
11
Bank of America
North Carolina
$3.62M +$1.43M +89,308 +65%
RCM
12
Robinson Capital Management
Michigan
$2.9M – – –
GC
13
Guggenheim Capital
Illinois
$2.78M +$110K +6,867 +4%
RJA
14
Raymond James & Associates
Florida
$2.18M -$814K -50,795 -27%
First Trust Advisors
15
First Trust Advisors
Illinois
$2.05M +$151K +9,437 +8%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.28M +$473K +29,486 +58%
Stifel Financial
17
Stifel Financial
Missouri
$1.17M +$532K +33,178 +83%
RVPG
18
Relative Value Partners Group
$1.14M +$679K +42,759 +147%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$1.05M +$518K +32,300 +97%
AG
20
Advisor Group
Arizona
$764K +$205K +12,800 +37%
AM
21
Ares Management
California
$483K +$89.3K +5,582 +23%
CRC
22
Curi RMB Capital
Illinois
$453K -$1M -62,593 -69%
WI
23
Wintrust Investments
Illinois
$236K +$236K +14,704 New
MIG
24
Mariner Investment Group
New York
$231K -$3.81M -237,600 -94%
BRF
25
B. Riley Financial
California
$224K -$26.8K -1,672 -11%
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