ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

55 hedge funds and large institutions have $133M invested in Are Dynamic Credit Allocation Fund in 2021 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
55
Holders Change
+3
Holders Change %
+5.77%
% of All Funds
0.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
18
Reduced
12
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PPA
Parametric Portfolio Associates
Washington
$30.3M
2
Cohen & Steers
Cohen & Steers
New York
$9.75M
3
GC
Guggenheim Capital
Illinois
$16.5M
4
Wells Fargo
Wells Fargo
California
$7.03M
5
SFS
Shaker Financial Services
Virginia
$873K

Top Sellers

1
UBS Group
UBS Group
Switzerland
$7.32M
2
SCM
Saba Capital Management
New York
$0
3
RCM
Rivernorth Capital Management
Florida
$4.83M
4
QC
Quantedge Capital
Singapore
$244K
5
AA
AQR Arbitrage
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$30.3M +$12.5M +834,189 +71%
GC
2
Guggenheim Capital
Illinois
$16.5M +$939K +62,477 +6%
SIA
3
Sit Investment Associates
Minnesota
$10.6M +$209K +13,915 +2%
Cohen & Steers
4
Cohen & Steers
New York
$9.75M +$4.58M +304,405 +88%
Invesco
5
Invesco
Georgia
$7.73M +$67K +4,460 +0.9%
AAM
6
Advisors Asset Management
Colorado
$7.52M -$564K -37,512 -7%
UBS Group
7
UBS Group
Switzerland
$7.32M -$5.09M -338,852 -41%
Wells Fargo
8
Wells Fargo
California
$7.03M +$698K +46,441 +11%
RCM
9
Rivernorth Capital Management
Florida
$4.83M -$3.26M -216,727 -40%
First Trust Advisors
10
First Trust Advisors
Illinois
$4.22M +$124K +8,237 +3%
Stifel Financial
11
Stifel Financial
Missouri
$3.55M +$355K +23,630 +11%
HWAM
12
Hennion & Walsh Asset Management
New Jersey
$2.94M +$2.94M +195,834 New
CIA
13
Capital Investment Advisors
Georgia
$2.85M +$97K +6,451 +4%
Bank of America
14
Bank of America
North Carolina
$2.22M -$109K -7,250 -5%
Morgan Stanley
15
Morgan Stanley
New York
$2.11M +$68.7K +4,570 +3%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.32M -$3.52K -234 -0.3%
OC
17
Oppenheimer & Co
New York
$1.3M +$120K +7,982 +10%
CWP
18
Curated Wealth Partners
California
$1.29M – – –
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$923K +$66K +4,387 +8%
SFS
20
Shaker Financial Services
Virginia
$873K +$602K +40,092 +223%
MC
21
Matisse Capital
Oregon
$811K – – –
6M
22
6 Meridian
Kansas
$758K +$142K +9,418 +23%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$713K -$115K -7,624 -14%
FFA
24
First Foundation Advisors
California
$492K +$492K +32,737 New
LPL Financial
25
LPL Financial
California
$475K -$108K -7,213 -19%
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