ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

36 hedge funds and large institutions have $71.4M invested in Are Dynamic Credit Allocation Fund in 2014 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
+8
Holders Change %
+28.57%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
16
Increased
7
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
$4.71M
2
BI
BlueSpruce Investments
Illinois
$3.53M
3
LCM
Laurion Capital Management
New York
$2.27M
4
SG Americas Securities
SG Americas Securities
New York
$577K
5
FFA
First Foundation Advisors
California
$562K

Top Sellers

1
Invesco
Invesco
Georgia
$0
2
MIG
Mariner Investment Group
New York
$5.8M
3
NIMC
NWQ Investment Management Company
California
$4.82M
4
SFS
Shaker Financial Services
Virginia
$1.26M
5
TAM
Third Avenue Management
New York
$4.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$17.2M +$17.2M +1,086,237 New
Bessemer Group
2
Bessemer Group
New Jersey
$7.92M – – –
Morgan Stanley
3
Morgan Stanley
New York
$6.21M +$550K +34,797 +10%
MIG
4
Mariner Investment Group
New York
$5.8M -$1.45M -91,354 -20%
NIMC
5
NWQ Investment Management Company
California
$4.82M -$1.35M -85,522 -22%
RCM
6
Rivernorth Capital Management
Florida
$4.71M +$4.71M +297,983 New
TAM
7
Third Avenue Management
New York
$4.7M -$714K -45,125 -13%
BI
8
BlueSpruce Investments
Illinois
$3.53M +$3.53M +222,926 New
LCM
9
Laurion Capital Management
New York
$2.27M +$2.27M +143,348 New
GC
10
Guggenheim Capital
Illinois
$1.42M +$49.2K +3,110 +4%
SFS
11
Shaker Financial Services
Virginia
$1.26M -$1.03M -65,293 -45%
PPA
12
Parametric Portfolio Associates
Washington
$1.25M +$18.3K +1,157 +1%
First Trust Advisors
13
First Trust Advisors
Illinois
$1.23M +$143K +9,011 +13%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
$1.22M -$390K -24,657 -24%
AQR Capital Management
15
AQR Capital Management
Connecticut
$1.17M +$477K +30,149 +69%
Bank of America
16
Bank of America
North Carolina
$1.05M -$560K -35,400 -35%
WAM
17
Wolverine Asset Management
Illinois
$948K -$15.9K -1,007 -2%
BNP Paribas Financial Markets
18
BNP Paribas Financial Markets
France
$940K -$464K -29,361 -33%
SG Americas Securities
19
SG Americas Securities
New York
$577K +$577K +36,476 New
FFA
20
First Foundation Advisors
California
$562K +$562K +35,507 New
ADBIC
21
A.D. Beadell Investment Counsel
Wisconsin
$434K -$352K -22,264 -45%
Wells Fargo
22
Wells Fargo
California
$421K +$18.4K +1,164 +5%
VKH
23
Virtu KCG Holdings
New York
$343K +$343K +21,669 New
Goldman Sachs
24
Goldman Sachs
New York
$279K +$279K +17,619 New
TC
25
TFS Capital
Pennsylvania
$272K +$272K +17,212 New
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