ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

28 hedge funds and large institutions have $66.8M invested in Are Dynamic Credit Allocation Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 19 increasing their positions, 2 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
28
Holders Change
–
Holders Change %
0%
% of All Funds
0.81%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
3
Increased
19
Reduced
2
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bessemer Group
Bessemer Group
New Jersey
$8.53M
2
NIMC
NWQ Investment Management Company
California
$6.65M
3
Morgan Stanley
Morgan Stanley
New York
$6.1M
4
U
UBS
Switzerland
$12.4M
5
MIG
Mariner Investment Group
New York
$7.81M

Top Sellers

1
TC
TFS Capital
Pennsylvania
$0
2
GC
Guggenheim Capital
Illinois
$1.48M
3
Citadel Advisors
Citadel Advisors
Florida
$0
4
BRWA
B. Riley Wealth Advisors
Florida
$0
5
First Trust Advisors
First Trust Advisors
Illinois
$1.17M
Name Holding Trade Value Shares
Change 		Shares
Change %
U
1
UBS
Switzerland
$12.4M +$2.09M +122,922 +20%
Bessemer Group
2
Bessemer Group
New Jersey
$8.53M +$8.53M +500,715 New
MIG
3
Mariner Investment Group
New York
$7.81M +$1.26M +74,028 +19%
NIMC
4
NWQ Investment Management Company
California
$6.65M +$3.06M +179,298 +85%
Morgan Stanley
5
Morgan Stanley
New York
$6.1M +$2.72M +159,538 +80%
TAM
6
Third Avenue Management
New York
$5.83M +$113K +6,639 +2%
SFS
7
Shaker Financial Services
Virginia
$2.47M +$359K +21,058 +17%
Invesco
8
Invesco
Georgia
$2.3M +$152K +8,895 +7%
1832 Asset Management
9
1832 Asset Management
Ontario, Canada
$1.74M +$18.5K +1,087 +1%
Bank of America
10
Bank of America
North Carolina
$1.73M +$313K +18,379 +22%
BNP Paribas Financial Markets
11
BNP Paribas Financial Markets
France
$1.51M +$355K +20,825 +31%
GC
12
Guggenheim Capital
Illinois
$1.48M -$296K -17,355 -17%
PPA
13
Parametric Portfolio Associates
Washington
$1.33M +$78.5K +4,607 +6%
RCM
14
Robinson Capital Management
Michigan
$1.25M – – –
First Trust Advisors
15
First Trust Advisors
Illinois
$1.17M -$14.6K -855 -1%
WAM
16
Wolverine Asset Management
Illinois
$1.04M +$48.2K +2,831 +5%
ADBIC
17
A.D. Beadell Investment Counsel
Wisconsin
$847K +$187 +11 +0%
AQR Capital Management
18
AQR Capital Management
Connecticut
$750K +$568K +33,337 +312%
KSCM
19
Kamunting Street Capital Management
Florida
$613K +$127K +7,422 +26%
Barclays
20
Barclays
United Kingdom
$472K +$8.98K +530 +2%
Wells Fargo
21
Wells Fargo
California
$434K +$166K +9,703 +62%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$204K +$115K +6,737 +128%
AC
23
Alleghany Corporation
New York
$168K – – –
Ameriprise
24
Ameriprise
Minnesota
$38K – – –
Citigroup
25
Citigroup
New York
$13K +$10K +609 +338%
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