ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

53 hedge funds and large institutions have $125M invested in Are Dynamic Credit Allocation Fund in 2018 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
53
Holders Change
+2
Holders Change %
+3.92%
% of All Funds
1.21%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
18
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
$2.37M
2
CRC
Curi RMB Capital
Illinois
$1.19M
3
NMC
Nine Masts Capital
Hong Kong
$1.53M
4
DA
Doliver Advisors
Texas
$916K
5
GC
Guggenheim Capital
Illinois
$5.74M

Top Sellers

1
LCM
Laurion Capital Management
New York
$0
2
Bessemer Group
Bessemer Group
New Jersey
$2.9M
3
PPA
Parametric Portfolio Associates
Washington
$13.8M
4
Morgan Stanley
Morgan Stanley
New York
$4.27M
5
Wells Fargo
Wells Fargo
California
$6.89M
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$16.4M -$1.13M -72,698 -6%
UBS Group
2
UBS Group
Switzerland
$13.9M +$328K +21,116 +2%
PPA
3
Parametric Portfolio Associates
Washington
$13.8M -$2.17M -139,625 -14%
Invesco
4
Invesco
Georgia
$11.7M +$265K +17,094 +2%
Bank of America
5
Bank of America
North Carolina
$6.93M +$527K +33,908 +8%
Wells Fargo
6
Wells Fargo
California
$6.89M -$1.17M -75,554 -15%
RCM
7
Rivernorth Capital Management
Florida
$6.84M -$28K -1,800 -0.4%
GC
8
Guggenheim Capital
Illinois
$5.74M +$768K +49,455 +15%
First Trust Advisors
9
First Trust Advisors
Illinois
$4.67M +$640K +41,182 +16%
Morgan Stanley
10
Morgan Stanley
New York
$4.27M -$2.09M -134,633 -33%
Stifel Financial
11
Stifel Financial
Missouri
$3.71M +$325K +20,919 +10%
Bessemer Group
12
Bessemer Group
New Jersey
$2.9M -$3.28M -211,500 -53%
COLIM
13
City of London Investment Management
United Kingdom
$2.86M -$259K -16,697 -8%
RCM
14
Robinson Capital Management
Michigan
$2.62M +$184K +11,871 +8%
SFS
15
Shaker Financial Services
Virginia
$2.37M +$1.95M +125,223 +463%
CIA
16
Capital Investment Advisors
Georgia
$2.1M +$75.8K +4,878 +4%
Cohen & Steers
17
Cohen & Steers
New York
$1.64M -$180K -11,600 -10%
NMC
18
Nine Masts Capital
Hong Kong
$1.53M +$927K +59,700 +155%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.42M -$66.3K -4,267 -4%
CWM
20
Cornerstone Wealth Management
Missouri
$1.2M +$26.2K +431 +2%
CRC
21
Curi RMB Capital
Illinois
$1.19M +$1.19M +76,640 New
BlackRock
22
BlackRock
New York
$1.09M – – –
AG
23
Advisor Group
Arizona
$1.07M +$202K +13,031 +23%
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$1.01M +$422K +27,173 +72%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$958K -$71K -4,574 -7%
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