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ARDC

Are Dynamic Credit Allocation Fund

25 hedge funds and large institutions have $36M invested in Are Dynamic Credit Allocation Fund in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

126% more capital invested

Capital invested by funds: $15.9M → $36M (+$20.1M)

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

25% more funds holding

Funds holding: 2025 (+5)

7.02% more ownership

Funds ownership: 5.5%12.52% (+7%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
25
Holders Change
+5
Holders Change %
+25%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
9
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$6.25M +$2.23M +123,669 +55%
TAM
2
Third Avenue Management
New York
$5.8M +$5.81M +322,875 New
MIG
3
Mariner Investment Group
New York
$3.9M +$3.9M +216,797 New
GC
4
Guggenheim Capital
Illinois
$2.48M -$3.4K -189 -0.1%
SFS
5
Shaker Financial Services
Virginia
$2.22M +$1.1M +60,844 +97%
BI
6
BlueSpruce Investments
Illinois
$1.88M +$1.88M +104,601 New
BNP Paribas Financial Markets
7
BNP Paribas Financial Markets
France
$1.62M +$1.62M +90,116 New
RCM
8
Rivernorth Capital Management
Florida
$1.59M +$1.41M +78,557 +786%
Bank of America
9
Bank of America
North Carolina
$1.58M +$569K +31,623 +56%
Invesco
10
Invesco
Georgia
$1.53M +$233K +12,949 +18%
Morgan Stanley
11
Morgan Stanley
New York
$1.36M +$309K +17,186 +29%
First Trust Advisors
12
First Trust Advisors
Illinois
$1.07M -$25K -1,387 -2%
ADBIC
13
A.D. Beadell Investment Counsel
Wisconsin
$964K -$198K -10,990 -17%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
$900K +$900K +50,000 New
PP
15
Paloma Partners
Connecticut
$792K +$793K +44,063 New
WAM
16
Wolverine Asset Management
Illinois
$539K +$541K +30,021 New
Wells Fargo
17
Wells Fargo
California
$450K +$108K +6,001 +32%
Barclays
18
Barclays
United Kingdom
$385K +$33.7K +1,870 +9%
HCA
19
Harbour Capital Advisors
Virginia
$243K -$3.6K -200 -1%
LPL Financial
20
LPL Financial
California
$205K +$4.21K +234 +2%
AC
21
Alleghany Corporation
New York
$159K +$160K +8,865 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$45K -$18K -1,000 -29%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$18K
Citigroup
24
Citigroup
New York
$12K -$6.19K -344 -34%
TRCT
25
Tower Research Capital (TRC)
New York
$4K -$9.45K -525 -72%

ARDC Hedge Fund Activity: Q4 2013 in Review

25 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Are Dynamic Credit Allocation Fund (ARDC) for Q4 2013, worth a combined $36M — up 126% from $15.9M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new ARDC positions and 3 closed out — a net gain of 5 holders — while 9 added to existing stakes and 7 trimmed.

The largest buyer was Third Avenue Management, opening a new position worth an estimated $5.81M. The largest seller was Ares Management, exiting entirely with an estimated $591K sold.

  • 25 institutional investors held Are Dynamic Credit Allocation Fund (ARDC) as of Q4 2013, up from 20 in Q3 2013.
  • Funds reported $36M of Are Dynamic Credit Allocation Fund stock for Q4 2013, up 126% quarter-over-quarter.
  • 8 funds opened new Are Dynamic Credit Allocation Fund positions in Q4 2013 and 3 closed out, a net change of +5 holders.
  • The largest Are Dynamic Credit Allocation Fund buyer in Q4 2013 was Third Avenue Management, an estimated $5.81M added.
  • The largest Are Dynamic Credit Allocation Fund seller in Q4 2013 was Ares Management, an estimated $591K sold.

Based on aggregated 13F filings for Q4 2013.