UBS’s Are Dynamic Credit Allocation Fund ARDC Stock Holding History

UBS’s Portfolio ARDC Stock Details ARDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$12.4M	Buy	726,020 +122,922	+20%	+$2.16M	0.01%	1285
2014 Q2	$11M	Sell	603,098 -21,782	-3%	-$397K	0.01%	1288
2014 Q1	$11.3M	Buy	624,880 +277,552	+80%	+$5.08M	0.01%	1165
2013 Q4	$6.25M	Buy	347,328 +123,669	+55%	+$2.23M	0.01%	1657
2013 Q3	$4.05M	Sell	223,659 -5,535	-2%	-$104K	﹤0.01%	1888
2013 Q2	$4.31M	Buy	+229,194	New	+$4.51M	0.01%	1781

Other funds holding ARDC

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return

NIMC

NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TAM

Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

UBS's ARDC Position: Q3 2014 in Review

UBS increased its Are Dynamic Credit Allocation Fund (ARDC) stake by 20% in Q3 2014, buying an estimated $2.16M and bringing the position to 726,020 shares worth $12.4M. The position accounts for 0.01% of the portfolio, ranked #1285.

UBS first reported a position in ARDC in Q2 2013 and has held it in 6 quarters since. 28 funds tracked by Wall St. Rank hold ARDC as of Q3 2014.

UBS held 726,020 shares of Are Dynamic Credit Allocation Fund worth $12.4M as of Q3 2014.
UBS bought 122,922 Are Dynamic Credit Allocation Fund shares in Q3 2014, an estimated $2.16M.
Are Dynamic Credit Allocation Fund made up 0.01% of UBS's portfolio in Q3 2014, its #1285 holding.
UBS first reported a position in Are Dynamic Credit Allocation Fund in Q2 2013 and has held it in 6 quarters since.
28 funds tracked by Wall St. Rank held Are Dynamic Credit Allocation Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.