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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$24.2M +$4.07M +324,455 +20%
Morgan Stanley
2
Morgan Stanley
New York
$8.16M +$1.72M +136,985 +27%
AF
3
Advisornet Financial
Minnesota
$7.59M +$1.23M +98,296 +20%
GC
4
Guggenheim Capital
Illinois
$5.46M +$200K +15,910 +4%
PCM
5
Penserra Capital Management
California
$5.38M +$204K +16,268 +4%
UAG
6
United Advisor Group
Ohio
$4.47M -$60.8K -4,842 -1%
Invesco
7
Invesco
Georgia
$4.37M +$125K +9,976 +3%
FIA
8
Foundations Investment Advisors
Arizona
$4.27M -$516K -41,120 -11%
NW
9
NewEdge Wealth
Pennsylvania
$3.15M -$94.5K -7,521 -3%
AAM
10
Advisors Asset Management
Colorado
$2.88M -$1.21M -96,281 -30%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$2.84M +$9.67K +770 +0.3%
HWAM
12
Hennion & Walsh Asset Management
New Jersey
$2.77M -$371K -29,541 -12%
CIA
13
Capital Investment Advisors
Georgia
$2.37M -$23.9K -1,902 -1%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$2.36M +$2.34M +186,586 New
HA
15
Huntleigh Advisors
Missouri
$2.21M -$653K -51,961 -23%
FFA
16
Farther Finance Advisors
California
$1.99M +$135K +10,761 +7%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$1.9M +$1.89M +150,623 New
SFS
18
Shaker Financial Services
Virginia
$1.31M -$2.86M -227,697 -69%
IA
19
Icon Advisers
Colorado
$1.23M
Raymond James Financial
20
Raymond James Financial
Florida
$1.21M -$442K -35,207 -27%
SIA
21
Sit Investment Associates
Minnesota
$1.17M -$2.59M -206,427 -69%
CWP
22
Curated Wealth Partners
California
$1.12M +$10K +800 +0.9%
Bank of America
23
Bank of America
North Carolina
$1.02M -$8.99K -716 -0.9%
NFG
24
Nations Financial Group
Iowa
$779K +$11.5K +913 +2%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$627K +$4.07K +324 +0.7%