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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$16.1M +$3.31M +240,511 +27%
Cohen & Steers
2
Cohen & Steers
New York
$8.53M -$592K -43,000 -7%
Morgan Stanley
3
Morgan Stanley
New York
$6.13M -$2.64M -191,466 -31%
GC
4
Guggenheim Capital
Illinois
$5.3M +$2.02M +146,813 +65%
Stifel Financial
5
Stifel Financial
Missouri
$4.7M +$169K +12,267 +4%
AAM
6
Advisors Asset Management
Colorado
$4.17M +$341K +24,761 +9%
UAG
7
United Advisor Group
Ohio
$4.08M +$3.95M +286,658 New
HWAM
8
Hennion & Walsh Asset Management
New Jersey
$4.04M -$580K -42,104 -13%
FIA
9
Foundations Investment Advisors
Arizona
$3.82M +$114K +8,257 +3%
CIA
10
Capital Investment Advisors
Georgia
$3.53M -$158K -11,455 -4%
SIA
11
Sit Investment Associates
Minnesota
$2.91M -$3.8M -276,113 -57%
First Trust Advisors
12
First Trust Advisors
Illinois
$2.9M +$150K +10,881 +6%
Bank of America
13
Bank of America
North Carolina
$2.87M +$155K +11,230 +6%
Invesco
14
Invesco
Georgia
$2.27M +$707K +51,361 +47%
RJA
15
Raymond James & Associates
Florida
$2.22M +$375K +27,218 +21%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.42M -$22.2K -1,612 -2%
NW
17
NewEdge Wealth
Pennsylvania
$1.27M +$86.1K +6,255 +7%
OC
18
Oppenheimer & Co
New York
$1.21M -$260K -18,875 -18%
UBS Group
19
UBS Group
Switzerland
$1.08M -$1.12M -81,563 -52%
NFG
20
Nations Financial Group
Iowa
$1.08M +$10.9K +794 +1%
NAS
21
NWF Advisory Services
California
$746K
VEA
22
Virtus ETF Advisers
New York
$644K +$109K +7,938 +21%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$547K +$16.6K +1,209 +3%
MMA
24
Miracle Mile Advisors
California
$498K
WCMNY
25
Westchester Capital Management (New York)
New York
$460K