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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$14.3M +$4.68M +286,720 +49%
UBS Group
2
UBS Group
Switzerland
$13.8M -$395K -24,192 -3%
PPA
3
Parametric Portfolio Associates
Washington
$13.7M -$564K -34,539 -4%
RCM
4
Rivernorth Capital Management
Florida
$11.7M -$1.36M -83,109 -10%
Wells Fargo
5
Wells Fargo
California
$9.57M +$1.59M +97,311 +20%
Invesco
6
Invesco
Georgia
$9.23M +$1.77M +108,247 +24%
Bessemer Group
7
Bessemer Group
New Jersey
$6.82M -$999K -61,203 -13%
COLIM
8
City of London Investment Management
United Kingdom
$4.67M -$274K -16,787 -6%
Bank of America
9
Bank of America
North Carolina
$4.4M +$161K +9,862 +4%
Morgan Stanley
10
Morgan Stanley
New York
$4.03M +$141K +8,650 +4%
GC
11
Guggenheim Capital
Illinois
$3.5M +$578K +35,365 +20%
Cohen & Steers
12
Cohen & Steers
New York
$3.06M -$558K -34,158 -15%
RCM
13
Robinson Capital Management
Michigan
$2.97M
First Trust Advisors
14
First Trust Advisors
Illinois
$2.81M +$379K +23,184 +16%
CIA
15
Capital Investment Advisors
Georgia
$2.18M +$2.01M +122,902 +1,229%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.69M -$3.15K -193 -0.2%
Kovitz Investment Group Partners
17
Kovitz Investment Group Partners
Illinois
$1.12M -$4.12M -252,601 -79%
AFNAS
18
American Financial Network Advisory Services
California
$1.11M +$1.11M +67,813 New
Stifel Financial
19
Stifel Financial
Missouri
$1.05M -$92.8K -5,680 -8%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$970K -$67.4K -4,126 -7%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$911K +$141K +8,604 +18%
AG
22
Advisor Group
Arizona
$909K +$67.4K +4,125 +8%
RVPG
23
Relative Value Partners Group
$884K -$15.8K -969 -2%
SIA
24
Sit Investment Associates
Minnesota
$820K +$816K +50,000 New
RJA
25
Raymond James & Associates
Florida
$818K -$185K -11,336 -19%