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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$11M -$397K -21,782 -3%
MIG
2
Mariner Investment Group
New York
$6.99M +$1.34M +73,692 +24%
TAM
3
Third Avenue Management
New York
$6.11M +$116K +6,354 +2%
NIMC
4
NWQ Investment Management Company
California
$3.84M +$3.84M +210,705 New
Morgan Stanley
5
Morgan Stanley
New York
$3.61M +$1.97M +108,135 +120%
Invesco
6
Invesco
Georgia
$2.29M +$642K +35,252 +39%
SFS
7
Shaker Financial Services
Virginia
$2.26M -$149K -8,197 -6%
GC
8
Guggenheim Capital
Illinois
$1.89M -$457K -25,090 -19%
1832 Asset Management
9
1832 Asset Management
Ontario, Canada
$1.84M +$909K +49,885 +98%
Bank of America
10
Bank of America
North Carolina
$1.52M -$108K -5,950 -7%
PPA
11
Parametric Portfolio Associates
Washington
$1.33M +$891K +48,885 +201%
RCM
12
Robinson Capital Management
Michigan
$1.29M +$673K +36,903 +102%
First Trust Advisors
13
First Trust Advisors
Illinois
$1.27M +$54.8K +3,006 +5%
BNP Paribas Financial Markets
14
BNP Paribas Financial Markets
France
$1.24M -$215K -11,820 -15%
WAM
15
Wolverine Asset Management
Illinois
$1.06M +$187K +10,277 +21%
ADBIC
16
A.D. Beadell Investment Counsel
Wisconsin
$905K -$126K -6,940 -12%
KSCM
17
Kamunting Street Capital Management
Florida
$520K +$520K +28,538 New
Barclays
18
Barclays
United Kingdom
$492K -$39.5K -2,166 -7%
TC
19
TFS Capital
Pennsylvania
$414K -$368K -20,216 -47%
Wells Fargo
20
Wells Fargo
California
$287K -$173K -9,497 -38%
AQR Capital Management
21
AQR Capital Management
Connecticut
$194K +$194K +10,670 New
Citadel Advisors
22
Citadel Advisors
Florida
$190K +$190K +10,415 New
AC
23
Alleghany Corporation
New York
$174K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$96K +$984 +54 +1%
Ameriprise
25
Ameriprise
Minnesota
$40K -$81K -4,445 -67%