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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$16.3M +$1.2M +87,635 +8%
RCM
2
Rivernorth Capital Management
Florida
$13.2M +$1.03M +75,467 +9%
Bessemer Group
3
Bessemer Group
New Jersey
$7.71M -$617K -45,000 -7%
LCM
4
Laurion Capital Management
New York
$6.2M +$3.55M +258,983 +135%
Morgan Stanley
5
Morgan Stanley
New York
$5.97M +$18.8K +1,368 +0.3%
MIG
6
Mariner Investment Group
New York
$5.73M +$122K +8,887 +2%
Kovitz Investment Group Partners
7
Kovitz Investment Group Partners
Illinois
$4.53M -$93.8K -6,840 -2%
Cohen & Steers
8
Cohen & Steers
New York
$3.54M +$342K +24,959 +11%
GC
9
Guggenheim Capital
Illinois
$2.46M +$355K +25,893 +17%
FFA
10
First Foundation Advisors
California
$2.28M +$91.8K +6,696 +4%
RJA
11
Raymond James & Associates
Florida
$2.24M -$32.4K -2,366 -1%
YMRC
12
Yorktown Management & Research Company
Virginia
$2.12M -$1.55M -112,902 -42%
Invesco
13
Invesco
Georgia
$1.53M +$336K +24,508 +28%
SFS
14
Shaker Financial Services
Virginia
$1.49M +$766K +55,840 +107%
Bank of America
15
Bank of America
North Carolina
$1.32M -$104K -7,553 -7%
First Trust Advisors
16
First Trust Advisors
Illinois
$1.13M -$11.4K -834 -1%
AA
17
AQR Arbitrage
Connecticut
$1.1M -$673K -49,103 -38%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$620K +$396K +28,865 +178%
RCM
19
Robinson Capital Management
Michigan
$595K -$250K -18,223 -30%
Citigroup
20
Citigroup
New York
$510K -$5.51K -402 -1%
CRC
21
Curi RMB Capital
Illinois
$510K +$509K +37,126 New
Stifel Financial
22
Stifel Financial
Missouri
$501K +$86.1K +6,278 +21%
MC
23
Matisse Capital
Oregon
$320K
Wells Fargo
24
Wells Fargo
California
$287K -$3.44K -251 -1%
AG
25
Advisor Group
Arizona
$270K +$270K +19,715 New