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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$15.6M +$407K +26,970 +3%
UBS Group
2
UBS Group
Switzerland
$14.3M -$341K -22,556 -2%
AAM
3
Advisors Asset Management
Colorado
$8.77M -$2.39M -158,514 -21%
RCM
4
Rivernorth Capital Management
Florida
$7.96M -$686K -45,414 -8%
Wells Fargo
5
Wells Fargo
California
$6.96M +$193K +12,813 +3%
Cohen & Steers
6
Cohen & Steers
New York
$6.17M +$1.36M +90,158 +28%
Bank of America
7
Bank of America
North Carolina
$5.86M +$136 +9 +0%
Invesco
8
Invesco
Georgia
$5.5M -$111K -7,370 -2%
GC
9
Guggenheim Capital
Illinois
$5.34M -$14K -929 -0.3%
SIA
10
Sit Investment Associates
Minnesota
$4.95M +$1.78M +118,151 +55%
First Trust Advisors
11
First Trust Advisors
Illinois
$4.82M +$392K +25,951 +9%
Morgan Stanley
12
Morgan Stanley
New York
$3.42M -$511K -33,836 -13%
SFS
13
Shaker Financial Services
Virginia
$2.6M -$727K -48,126 -22%
CIA
14
Capital Investment Advisors
Georgia
$2.41M +$275K +18,188 +13%
SCM
15
Saba Capital Management
New York
$2.19M
BlackRock
16
BlackRock
New York
$1.88M
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$1.63M +$25.7K +1,701 +2%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.62M +$183K +12,137 +13%
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$1.55M +$423K +27,988 +37%
RCM
20
Robinson Capital Management
Michigan
$1.51M
Stifel Financial
21
Stifel Financial
Missouri
$1.27M -$59.8K -3,960 -4%
AG
22
Advisor Group
Arizona
$1.2M +$48.3K +3,202 +4%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$1.19M +$42.5K +2,816 +4%
9WM
24
9258 Wealth Management
Ohio
$658K -$981 -65 -0.1%
RJA
25
Raymond James & Associates
Florida
$613K -$70K -4,639 -10%